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You are viewing the version of the document as on 2023-12-21.

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    2023-12-21

appropriate regulators

  1. 190(1) in the FCA Handbook, the FCA; and in the PRA Rulebook134, the PRA;
  2. (2)
    1. (a) in SUP 11 "appropriate regulator" has the meaning given in section 178 of the Act, and
    2. (b) in SUP 18 "appropriate regulator" has the meaning given in section 103A of the Act.
  3. (3) (in GENPRU 3): 132
    1. (a) in relation to any member of a financial conglomerate which is a PRA-authorised person, the PRA; 132
    2. (b) in relation to any other authorised person that is a member of the financial conglomerate, the FCA; 132
    3. (c) in relation to the banking and investment services sector, the FCA; and132
    4. (d) in relation to the insurance sector, the PRA.132