G296 - Rule-making and Amending Instruments
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FCA 2024/23: UK Listing Rules Instrument 2024
Chapter: Glossary, UKLR
Effective Date: 11th July 2024
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FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019
Chapter: Glossary, FIT, SUP, DISP, APER, SYSC, EMPS, OMPS, SERV, CASS, CREDS, BENCH, IFPRU, COCON, CMCOB
Effective Date: 26th July 2019
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FCA 2019/80: Prospectus Regulation Rules Instrument 2019
Chapter: Glossary, MAR, LR, FEES, SUP, SYSC, DTR, COBS, DEPP, FUND, EG, PROD, PRR
Effective Date: 15th July 2019
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FCA 2018/45: Individual Accountability (Dual-Regulated Firms) Instrument 2018
Chapter: Glossary, COND, TC, APER, FIT, SUP, GEN, SYSC, MIPRU, COBS, CASS, MAR, IFPRU, COCON
Effective Date: 28th September 2018
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FCA 2018/25: Insurance Distribution Directive Instrument 2018
Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD
Effective Date: 25th May 2018
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FCA 2015/43: Individual Accountability (Solvency II and Consequentials) Instrument
Chapter: Glossary, SYSC, COND, APER, TC, GEN, COCON, MIPRU, CASS, SUP, DISP, CONC, FIT, BENCH, FC, PERG
Effective Date: 13th August 2015
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FCA 2015/31: Individual Accountability Instrument 2015
Chapter: Glossary, SYSC, FIT, SUP
Effective Date: 7th July 2015
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FSA 2009/18: Collective Investment Schemes Sourcebook (Consequential Amendments No. 2) Instrument 2009
Chapter: Glossary, SYSC, FEES, SUP, COLL, CRED, ELM, LR, PERG
Effective Date: 26th March 2009
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FSA 2007/47: Decision Procedure and Penalties Manual (Consequential Amendments) Instrument 2007
Chapter: Glossary, SYSC, COND, APER, GEN, FEES, IPRU-INV, COB, ICOB, MCOB, MAR, SUP, ENF, DEC, COLL, CRED, ECO, ELM, PROF, REC, LR, PR, DTR
Effective Date: 26th July 2007
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FSA 2006/43: Prudential Sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries Instrument 2006
Chapter: Glossary, MIPRU
Effective Date: 25th October 2006
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FSA 2005/37: Listing and Prospectus rules (Consequential Amendments) Instrument 2005
Chapter: Glossary, IPRU-BSOC, IPRU-FSOC, IPRU-INS, IPRU-INV, COB, ICOB, MCOB, MAR, AUTH, SUP, ENF, DEC, CIS, CRED, ELM, REC, LR, PR, DTR
Effective Date: 16th June 2005
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FSA 2005/16: Market Abuse Directive (Disclosure Rules) Instrument 2005
Chapter: Glossary, DTR
Effective Date: 17th March 2005
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FSA 2004/34: New Collective Investment Schemes Sourcebook (Consequential Amendments) Instrument 2004
Chapter: SYSC, GEN, IPRU-INS, IPRU-INV, COB, ICOB, AUTH, SUP, ENF, DEC, CIS, CRED, ELM, Glossary
Effective Date: 18th March 2004
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FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004
Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary
Effective Date: 15th January 2004
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FSA 2001/7: General Provisions and Glossary Instrument 2001
Chapter: GEN, Glossary
Effective Date: 21st June 2001