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  1. Point in time
    2011-01-20

scope of advice, scope

57the basis on which personal recommendations on packaged products is given by a firm, that is, one of the following:

  1. (1) the whole market (or the whole of a named sector of the market); or
  2. (2) a limited number of product providers; or
  3. (3) a single company or single group of companies.

References to a firm's scope of personal recommendations of packaged products include, where the context requires, a reference to the scope of personal recommendations of the firm's appointed representatives or, where applicable, tied agent.