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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2014-07-22

MiFID implementing requirement

  1. 44(1) (in relation to a UK RIE) any of the requirements applicable to that body under the MiFID Regulation.
  2. (2) (in relation to a body applying for recognition as a UK RIE) any of the requirements under the MiFID Regulation which, if its application were successful, would apply to it.