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You are viewing the version of the document as on 2024-02-07.

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    2024-02-07

Lloyd's market activities

      1. 2330(a) advising on syndicate participation at Lloyd's, including advising on a transaction in the capacity transfer market;
      1. (b) managing the underwriting capacity of a Lloyd's syndicate as a managing agent at Lloyd's;
      1. (c) agreeing to carry on the regulated activities in (a) and (b);
      1. (d) carrying on designated investment business which is not MiFID business in relation to funds at Lloyd's; or
      1. (e) communicating or approving a financial promotion in relation to:
        1. (i) the underwriting capacity of a Lloyd's syndicate; or
        1. (ii) membership of a Lloyd's syndicate; or
        1. (iii) life policies written at Lloyd's; or
        1. (iv) any of the activities specified in (a) or (d).