Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2024-04-05.

execution criteria

the criteria set out in COBS 11.2.6 R, that is:

  1. (a) the characteristics of the client including the categorisation of the client as retail or professional;
  2. (b) the characteristics of the client order;
  3. (c) the characteristics of financial instruments that are the subject of that order; and119
  4. (d) the characteristics of the execution venues to which that order can be directed.119
  5. (e) 91[deleted]119