Content Options:

Content Options

View Options:

execution criteria

39the criteria set out in COBS 11.2.6 R,40 that is:

  1. (a) the characteristics of the client including the categorisation of the client as retail or professional;
  2. (b) the characteristics of the client order;
  3. (c) the characteristics of financial instruments that are the subject of that order;
  4. (d) the characteristics of the execution venues to which that order can be directed.