controlled activity

(in accordance with section 21(9) of the Act (The classes of activity and investment)) any of the following activities specified in Part 1 of Schedule 1 to the Financial Promotions Order (Controlled Activities):

1. (a) accepting deposits (paragraph 1)
2. (b) effecting contracts of insurance (paragraph 2(1)):
3. (c) carrying out contracts of insurance (paragraph 2(2));
4. (d) dealing in securities and contractually based investments as principal or agent (paragraph 3(1));
5. (e) arranging (bringing about) deals in investments (paragraph 4(1));
6. (f) making arrangements with a view to transactions in investments (paragraph 4(2));
7. (fa) operating a multilateral trading facility (paragraph 4A);
8. 157(fab) credit broking (paragraph 4B);
9. 157(fac) operating an electronic system in relation to lending (paragraph 4C);
10. (g) managing investments (paragraph 5);
11. 157(ga) debt adjusting (paragraph 5A);
12. 157(gb) debt-counselling (paragraph 5B);
13. (h) safeguarding and administering investments (paragraph 6);
14. (i) advising on investments (except P2P agreements)191 (paragraph 7(1)191);
15. (ia) advising on P2P agreements (paragraph 7(2));191
16. (j) advising on syndicate participation at Lloyd's (paragraph 8);
17. (k) providing funeral plan contracts (paragraph 9);
18. (l) providing qualifying credit (paragraph 10);
19. (m) arranging qualifying credit etc. (paragraph 10A);
20. (n) advising on qualifying credit etc. (paragraph 10B);
21. 157(na) providing relevant consumer credit (paragraph 10BA);
22. 157(nb) providing consumer hire (paragraph 10BB);
23. (o) entering into a home purchase plan (paragraph 10C);
24. (p) making arrangements with a view to a home purchase plan (paragraph 10D);
25. (q) advising on a home purchase plan (paragraph 10E);
26. (r) entering into a home reversion plan (paragraph 10F);
27. (s) making arrangements with a view to a home reversion plan (paragraph 10G);
28. (t) advising on a home reversion plan (paragraph 10H);
29. (u) agreeing to carry on specified kinds of activity (paragraph 11) which are specified in paragraphs 3 to 10H (other than paragraph 4A) of Part 1 of Schedule 1 to the Financial Promotion Order.