CAD investment firm
5248has the meaning set out BIPRU 1.1.14 R (Types of investment firm: CAD investment firm), which in summary is an investment firm that is subject to the requirements imposed by MiFID 52 (or which would be subject to that Directive if its head office were in an EEA State) but excluding a bank, a building society, a credit institution, a local and an exempt CAD firm.