senior personnel

1. (1) those persons who effectively direct the business of the 137firm, CBTL firm, recognised investment exchange or data reporting services provider161237 which could include the membership of the161237 governing body and other individuals161237 who effectively direct the business of the person161237. 137137103

1. (2) (in relation to a management company180) the person or persons who effectively conduct the business of the management company.103

[Note: article 3(4) of the UCITS implementing Directive]180