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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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complaint

  1. (1) [deleted]
  2. (2) (in DISP, except DISP 1.1 and (in relation to collective portfolio management) in the consumer awareness rules, the complaints handling rules and the complaints record rule211302, and in CREDS 9 ) any oral or written expression of dissatisfaction, whether justified or not, from, or on behalf of, a person about the provision of, or failure to provide, a financial service or a redress determination, which:
    1. (a) alleges that the complainant has suffered (or may suffer) financial loss, material distress or material inconvenience; and
    2. (b) relates to an activity of that respondent, or of any other respondent with whom that respondent has some connection in marketing or providing financial services or products, which comes under the jurisdiction of the Financial Ombudsman Service.
  3. (3) (in DISP 1.1 and (in relation to collective portfolio management) in the consumer awareness rules, the complaints handling rules and the complaints record rule211302) any oral or written expression of dissatisfaction, whether justified or not, from, or on behalf of, a person about the provision of, or failure to provide, a financial service or a redress determination, which alleges that the complainant has suffered (or may suffer) financial loss, material distress or material inconvenience.
  4. (4) (in DISP) reference to a complaint includes:
    1. (a) under all jurisdictions, part of a complaint; and
    2. (b) under the Compulsory Jurisdiction, all or part of a relevant complaint or a relevant credit-related complaint.