G1838 - Rule-making and Amending Instruments

• FCA 2024/23: UK Listing Rules Instrument 2024

  Chapter: Glossary, UKLR

  Effective Date: 11th July 2024

• FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024

  Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC

  Effective Date: 30th April 2024

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FCA 2021/29: Listing Rules (Special Purpose Acquisition Companies) Instrument 2021

  Chapter: Glossary, LR

  Effective Date: 27th July 2021

• FCA 2019/19: Exiting the European Union: Glossary (Amendments) Instrument 2019

  Chapter: Glossary

  Effective Date: 29th March 2019

• FCA 2018/58: Securitisation Regulation Implementation Instrument 2018

  Chapter: Glossary, FUND, IFPRU, COLL

  Effective Date: 19th December 2018

• FCA 2016/37: Handbook Administration (No 41) Instrument 2016

  Chapter: Glossary, MAR, DTR, IPRU-INV, SUP, FEES, COMP, SYSC, COBS, IFPRU, CASS, COLL, EG

  Effective Date: 27th May 2016

• FCA 2013/74: Capital Requirements Directive IV Instrument 2013

  Chapter: Glossary, SYSC, IFPRU

  Effective Date: 12th December 2013

• FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013

  Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG

  Effective Date: 27th June 2013

• FCA 2013/6 PRA2013/1: Legal Cutover (FCA and PRA Handbooks (Glossary)) Instrument 2013

  Chapter: Glossary

  Effective Date: 28th February 2013

• FSA 2012/47: Prudential Sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (Non-Bank Lenders) Instrument 2012

  Chapter: Glossary, MIPRU

  Effective Date: 27th September 2012

• FSA 2006/53: The CRD (Consequential Amendments) Instrument 2006

  Chapter: Glossary, COND, SYSC, PRU, IPRU-BANK, IPRU-BSOC, IPRU-INS, IPRU-INV, ICOB, MCOB, MAR, SUP, DISP, COMP, COLL, CRED, ELM, LR, LLD

  Effective Date: 23rd November 2006

• FSA 2005/37: Listing and Prospectus rules (Consequential Amendments) Instrument 2005

  Chapter: Glossary, IPRU-BSOC, IPRU-FSOC, IPRU-INS, IPRU-INV, COB, ICOB, MCOB, MAR, AUTH, SUP, ENF, DEC, CIS, CRED, ELM, REC, LR, PR, DTR

  Effective Date: 16th June 2005