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collateral

  1. (1) (in COLL and CIS) any form of security, guarantee or indemnity provided by way of security for the discharge of any liability arising from a transaction.
  2. (2) (in COB and CASS) any of the following:
    1. (a) an investment specified in articles 76 to 81 of the Regulated Activities Order; that is:
      1. (i) shares (article 76);
      2. (ii) debentures (article 77);
      3. (iii) government and public securities (article 78);
      4. (iv) warrants (article 79);
      5. (v) certificates representing certain securities (article 80);
      6. (vi) units (article 81); or
    2. (b) money; or
    3. (c) a commodity warrant (however title is recorded or evidenced);
    which belongs to a client and which is held or controlled by the firm under the terms of a deposit, pledge, charge or other security arrangement.
  3. (3) (in PRU31620 ) an asset that is subject to a mortgage, charge, pledge or other security interest.27