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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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You are viewing the version of the document as on 2021-09-01.

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    2021-09-01

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(in PRR156 and LR 4) (as defined in the Prospectus Regulation) a communication with both of the following characteristics156:

  1. (a) relating to a specific offer to the public of securities or to an admission to trading on a regulated market; and
  2. (b) aiming to specifically promote the potential subscription or acquisition of securities.23