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  1. Point in time
    2009-12-14

appointed representative

4(in accordance with section 39 of the Act (other than an authorised person) who:

  1. (a) is a party to a contract with an authorised person (his principal) which:
    1. (i) permits or requires him to carry on business of a description prescribed in the Appointed Representatives Regulations; and
    2. (ii) complies with such requirements as are prescribed in those Regulations; and
  2. (b) is someone for whose activities in carrying on the whole or part of that business his principal has accepted responsibility in writing;

and who is therefore an exempt person in relation to any regulated activity comprised in the carrying on of that business for which his principal has accepted responsibility.