G160 - Rule-making and Amending Instruments
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FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024
Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC
Effective Date: 30th April 2024
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FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021
Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG
Effective Date: 26th November 2021
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FCA 2021/38: Investment Firms Prudential Regime Instrument 2021
Chapter: Glossary, SUP, MIFIDPRU, MIDFIDPRU, SYSC
Effective Date: 22nd October 2021
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FOS 2018/6: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/56: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/25: Insurance Distribution Directive Instrument 2018
Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD
Effective Date: 25th May 2018
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FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017
Chapter: Glossary, COMP, FEES, SUP, CONC
Effective Date: 30th October 2017
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FCA 2017/12: Conduct of Business and Client Assets (Lifetime Individual Savings Account) Instrument 2017
Chapter: Glossary, CASS, COBS, BCOBS
Effective Date: 7th March 2017
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FCA 2016/25: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL
Effective Date: 21st March 2016
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FOS 2016/6: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC
Effective Date: 21st March 2016
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FCA 2014/40: Client Assets Sourcebook (Amendment No 6) Instrument 2014
Chapter: Glossary, CASS
Effective Date: 26th June 2014
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FCA 2014/36: Client Assets Sourcebook (Amendment No 5) Instrument 2014
Chapter: Glossary, COBS, CASS, SUP
Effective Date: 5th June 2014
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FCA 2014/18: Fees (Miscellaneous Amendments) (No 7) Instrument 2014
Chapter: Glossary, FEES, SUP
Effective Date: 27th March 2014
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FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG
Effective Date: 27th February 2014
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FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014
Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG
Effective Date: 27th February 2014
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FCA 2013/73: Handbook Administration (No 32) Instrument 2013
Chapter: Glossary, PRIN, SYSC, GEN, COBS, MCOB, SUP, COLL, CONC, CREDS, PROF, PERG
Effective Date: 12th December 2013
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FCA 2013/77: Capital Requirements Directive IV (AIFMD and UCITS Consequential Amendments) Instrument 2013
Chapter: Glossary, UPRU, IPRU-INV, SUP
Effective Date: 12th December 2013
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FSA 2012/48: Compensation Sourcebook (Amendment No 9) Instrument 2012
Chapter: Glossary, COMP
Effective Date: 27th September 2012
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FSA 2012/20: Client Assets Sourcebook (Resolution Pack) Instrument 2012
Chapter: Glossary, CASS
Effective Date: 21st March 2012
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FSA 2008/45: Client Assets Sourcebook (Common Platform Provisions) Instrument 2008
Chapter: Glossary, COBS, CASS
Effective Date: 25th September 2008
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FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006
Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO
Effective Date: 25th October 2006
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FSA 2006/44: Prudential Sourcebook for UCITS Firms (and Consequential Amendments) Instrument 2006
Chapter: Glossary, UPRU, SUP, CIS
Effective Date: 25th October 2006
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FSA 2006/43: Prudential Sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries Instrument 2006
Chapter: Glossary, MIPRU
Effective Date: 25th October 2006
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FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004
Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary
Effective Date: 15th January 2004