G160 - Rule-making and Amending Instruments

• FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024

  Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC

  Effective Date: 30th April 2024

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FCA 2021/38: Investment Firms Prudential Regime Instrument 2021

  Chapter: Glossary, SUP, MIFIDPRU, MIDFIDPRU, SYSC

  Effective Date: 22nd October 2021

• FOS 2018/6: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/56: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/25: Insurance Distribution Directive Instrument 2018

  Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD

  Effective Date: 25th May 2018

• FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017

  Chapter: Glossary, COMP, FEES, SUP, CONC

  Effective Date: 30th October 2017

• FCA 2017/12: Conduct of Business and Client Assets (Lifetime Individual Savings Account) Instrument 2017

  Chapter: Glossary, CASS, COBS, BCOBS

  Effective Date: 7th March 2017

• FCA 2016/25: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL

  Effective Date: 21st March 2016

• FOS 2016/6: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC

  Effective Date: 21st March 2016

• FCA 2014/40: Client Assets Sourcebook (Amendment No 6) Instrument 2014

  Chapter: Glossary, CASS

  Effective Date: 26th June 2014

• FCA 2014/36: Client Assets Sourcebook (Amendment No 5) Instrument 2014

  Chapter: Glossary, COBS, CASS, SUP

  Effective Date: 5th June 2014

• FCA 2014/18: Fees (Miscellaneous Amendments) (No 7) Instrument 2014

  Chapter: Glossary, FEES, SUP

  Effective Date: 27th March 2014

• FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014

  Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG

  Effective Date: 27th February 2014

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FCA 2013/73: Handbook Administration (No 32) Instrument 2013

  Chapter: Glossary, PRIN, SYSC, GEN, COBS, MCOB, SUP, COLL, CONC, CREDS, PROF, PERG

  Effective Date: 12th December 2013

• FCA 2013/77: Capital Requirements Directive IV (AIFMD and UCITS Consequential Amendments) Instrument 2013

  Chapter: Glossary, UPRU, IPRU-INV, SUP

  Effective Date: 12th December 2013

• FSA 2012/48: Compensation Sourcebook (Amendment No 9) Instrument 2012

  Chapter: Glossary, COMP

  Effective Date: 27th September 2012

• FSA 2012/20: Client Assets Sourcebook (Resolution Pack) Instrument 2012

  Chapter: Glossary, CASS

  Effective Date: 21st March 2012

• FSA 2008/45: Client Assets Sourcebook (Common Platform Provisions) Instrument 2008

  Chapter: Glossary, COBS, CASS

  Effective Date: 25th September 2008