G156 - Rule-making and Amending Instruments
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FCA 2024/28: Dormant Assets (Collective Investment Schemes and Client Money) Instrument 2024
Chapter: Glossary, CASS, FEES, DISP, COLL, PERG
Effective Date: 2nd August 2024
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FCA 2023/39: Sustainability Labelling and Disclosure of Sustainability-Related Financial Information Instrument 2023
Chapter: Glossary, COBS, ICOBS, BCOBS, FUND, CONC, MCOB, COLL, CMCOB, ESG, FPCOB, PRIN, PROD
Effective Date: 28th November 2023
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FCA 2022/30: Dormant Assets Instrument 2022
Chapter: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG
Effective Date: 18th July 2022
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FCA 2021/38: Investment Firms Prudential Regime Instrument 2021
Chapter: Glossary, SUP, MIFIDPRU, MIDFIDPRU, SYSC
Effective Date: 22nd October 2021
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FOS 2021/4: Funeral Plans Instrument 2021
Chapter: Glossary, SUP, COMP, DISP, SYSC, PRIN, PERG, FPCOB, PROD
Effective Date: 5th July 2021
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FCA 2021/26: Funeral Plans Instrument 2021
Chapter: Glossary, COND, TC, FEES, SUP, COMP, DISP, GEN, SYSC, PRIN, COBS, PERG, FPCOB, PROD
Effective Date: 5th July 2021
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FCA 2019/5: Payment Services and Electronic Money (Principles for Businesses and Conduct of Business) Instrument 2019
Chapter: Glossary, PRIN, BCOBS
Effective Date: 1st February 2019
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FOS 2018/6: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/56: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FOS 2017/8: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017
Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP
Effective Date: 12th December 2017
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FCA 2017/81: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017
Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP
Effective Date: 12th December 2017
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FCA 2017/50: Handbook Administration (No 47) Instrument 2017
Chapter: Glossary, COND, SUP, DISP, SYSC, CASS, COBS, PERG, IPRU-INV, FEES
Effective Date: 13th September 2017
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FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG
Effective Date: 27th February 2014
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FCA 2013/68: Consumer Credit (High-level Standards and Interim Regime) Instrument 2013
Chapter: Glossary, PRIN, SYSC, GEN, CONC
Effective Date: 26th September 2013
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FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013
Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG
Effective Date: 27th June 2013
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FSA 2011/39: UCITS IV Directive Instrument 2011
Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG
Effective Date: 1st July 2011
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FSA 2010/1: Sale and Rent Back Instrument 2010
Chapter: Glossary, GEN, FEES, MIPRU, MCOB, SUP, PERG
Effective Date: 28th January 2010
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FSA 2009/69: Handbook Administration (No 16) Instrument 2009
Chapter: Glossary, GEN, INSPRU, MIPRU, IPRU-INV, SUP, DEPP, DISP, COMP, LR, PERG
Effective Date: 10th December 2009
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FSA 2009/38: Dormant Bank And Building Society Accounts Instrument 2009
Chapter: Glossary, PRIN, SYSC, FEES, SUP, DISP, COMP, PERG
Effective Date: 23rd July 2009
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2007/32: Glossary (Conduct of Business and other sourcebooks) Instrument 2007
Chapter: Glossary
Effective Date: 24th May 2007
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FSA 2006/50: Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006
Chapter: SYSC, PRIN, COND, COB, ICOB, MCOB, CASS, MAR, TC, SUP, ENF, CRED, PROF, REC
Effective Date: 23rd November 2006
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FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006
Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO
Effective Date: 25th October 2006
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FSA 2006/28: Personal Pension Schemes Instrument 2006
Chapter: Glossary, FEES, IPRU-INV, COB, ICOB, MCOB, AUTH, SUP, DISP, COMP
Effective Date: 28th September 2006
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FSA 2006/1: Money Laundering Provisions Instrument 2006
Chapter: Glossary, SYSC, COND, APER, IPRU-BANK, IPRU-BSOC, COB, ICOB, MCOB, MAR, ML, AUTH, SUP, ENF, CIS, CRED, ELM, PROF
Effective Date: 26th January 2006
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FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004
Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary
Effective Date: 15th January 2004
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FSA 2003/72: Mortgages: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2003
Chapter: GEN, COB, TC, ML, AUTH, DISP, COMP, ECO, ELM, PROF, EMPS, FREN, OMPS, SERV, Reader's guide, Reader's Short Guide, Glossary
Effective Date: 15th October 2003
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FSA 2001/7: General Provisions and Glossary Instrument 2001
Chapter: GEN, Glossary
Effective Date: 21st June 2001