G1519 - Rule-making and Amending Instruments
-
FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021
Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG
Effective Date: 26th November 2021
-
FCA 2021/15: UK Emission Trading Scheme Instrument 2021
Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC
Effective Date: 30th April 2021
-
FCA 2019/19: Exiting the European Union: Glossary (Amendments) Instrument 2019
Chapter: Glossary
Effective Date: 29th March 2019
-
FCA 2016/31: Market Abuse Regulation Instrument 2016
Chapter: Glossary, MAR, LR, DTR, SUP, FEES, GEN, SYSC, REC, SERV, COBS, APER, BENCH, COCON
Effective Date: 28th April 2016
-
FCA 2016/4: UCITS V Directive Instrument 2016
Chapter: Glossary, IPRU-INV, SUP, CASS, SYSC, COLL, FUND
Effective Date: 3rd February 2016
-
FCA 2013/74: Capital Requirements Directive IV Instrument 2013
Chapter: Glossary, SYSC, IFPRU
Effective Date: 12th December 2013
-
FSA 2007/32: Glossary (Conduct of Business and other sourcebooks) Instrument 2007
Chapter: Glossary
Effective Date: 24th May 2007
-
FSA 2007/19: Handbook Administration (No 5) Instrument 2007
Chapter: Glossary, SYSC, GENPRU, BIPRU, INSPRU, IPRU-FSOC, IPRU-INS, COB, ICOB, MCOB, MAR, TC, SUP, ENF, REC, LR, DTR
Effective Date: 22nd March 2007
-
FSA 2006/64: Handbook Administration (No 4) Instrument 2006
Chapter: Glossary, GENPRU, BIPRU, INSPRU, UPRU, IPRU-INV, COB, MCOB, SUP, CIS, COLL
Effective Date: 21st December 2006
-
FSA 2006/53: The CRD (Consequential Amendments) Instrument 2006
Chapter: Glossary, COND, SYSC, PRU, IPRU-BANK, IPRU-BSOC, IPRU-INS, IPRU-INV, ICOB, MCOB, MAR, SUP, DISP, COMP, COLL, CRED, ELM, LR, LLD
Effective Date: 23rd November 2006
-
FSA 2006/50: Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006
Chapter: SYSC, PRIN, COND, COB, ICOB, MCOB, CASS, MAR, TC, SUP, ENF, CRED, PROF, REC
Effective Date: 23rd November 2006
-
FSA 2005/15: Market Abuse Directive Instrument 2005
Chapter: Glossary, COB, MAR, SUP, REC
Effective Date: 17th March 2005
-
FSA 2004/98: Integrated Prudential Sourcebook (Insurers and Other Amendments) (Consequential Amendments) Instrument 2004
Chapter: SYSC, COND, GEN, IPRU-BANK, IPRU-BSOC, IPRU-FSOC, IPRU-INS, ICOB, MAR, AUTH, SUP, ENF, CRED, ELM, Glossary
Effective Date: 16th December 2004