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  1. Point in time
    2013-12-13

EEA financial conglomerate

21a financial conglomerate that is of a type that falls under Article 5(2) of the Financial Groups Directive (Scope of supplementary supervision of regulated entities referred to in Article 1 of that Directive) which in summary means a financial conglomerate:

  1. (a) that is headed by an EEA regulated entity; or
  2. (b) in which the parent undertaking of an EEA regulated entity is a mixed financial holding company which has its head office in the EEA; or
  3. (c) in which an EEA regulated entity is linked with a member of the financial conglomerate in the overall financial sector by a consolidation Article 12(1) relationship.