Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2024-11-30.

Timeline guidance

Alternative versions

  2. Point in time
    2024-11-30

advising on regulated mortgage contracts

910the regulated activity, specified in article 53A of the Regulated Activities Order, which is in summary: advising a person if the advice:

  1. (a) is given to the person in his capacity as a borrower or potential borrower; and
  2. (b) is advice on the merits of his:
    1. (i) entering into a particular regulated mortgage contract; or
    2. (ii) varying the terms of a regulated mortgage contract entered into by him on or after 31 October 2004, or a legacy CCA mortgage contract entered into by him,130 in such a way as to vary his obligations under that contract.12