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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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You are viewing the version of the document as on 2021-11-30.

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    2021-11-30

with-profits practices

the with-profits practices that a firm must establish, maintain and record under COBS 20.3 13 (Principles and Practices of Financial Management).4