Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  3. Point in time
    2015-10-27

Unitholder

  1. (a) (in relation to an ICVC, ACS47 or an AUT as appropriate, and subject to COLL 4.4.4 R (Special meaning of Unitholder in COLL 4.4)):
    1. (i) (in relation to a unit which is represented by a bearer certificate) the person who holds that certificate; or(ii) (in relation to a unit that is not represented by a bearer certificate) the person whose name is entered on the register in relation to that unit; or
  2. (b) (in relation to a unit in a collective investment scheme not within (a)):
    1. (i) the holder of a bearer certificate representing that unit; or
    2. (ii) the person who is entered on the register of the scheme as the holder of that unit. 210