transaction-specific advice

advice on investments (except P2P agreements)73:

1. (a) given in connection with35:35
   1. (i) dealing in investments as principal; or35
   2. (ii) dealing in investments as agent; or35
   3. (iii) acting as an arranger; or35
2. (b) with a view to carrying on any such activities;

with or for the eligible counterparty 35 to whom the advice is given.