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  3. Point in time
    2016-03-21

Statement of Principle

  1. (1) (in the FCA Handbook) one of the rules made139 by the FCA under section 64A(1)(a)139 of the Act (Rules of conduct)139 with respect to the conduct of approved persons of certain firms139 and set out in APER 2.1A.229139
  2. (2) (in the PRA Handbook) one of the Statements of Principle issued by the PRA under section 64(1A) of the Act (Conduct: Statements and codes) with respect to the conduct of approved persons and set out in APER 2.1B.The provisions of APER 1.1B marked with a "P" in the margin also form part of the Statements of Principle.229