shortfall
- (1) (in relation to cancellation of an investment agreement ) the amount a firm is entitled to charge a customer for the market loss in accordance with COB 6.7.54 R to COB 6.7.58 R (Shortfall; Exceptions to shortfall).
- (2) (in relation to client money ) the amount by which the client money in a client bank account is insufficient to satisfy the claims of clients in respect of that money, or not immediately available to satisfy such claims.5