Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options

Content Options

View Options

Alternative versions

  1. Point in time
    2024-07-14

sending dematerialised instructions

    the regulated activity, specified in article 45(1)of the Regulated Activities Order, of sending, on behalf of another person, dematerialised instructions relating to a security, where those instructions are sent by means of a relevant system in respect of which an operator is approved under the 200133 Regulations;in this definition:

      1. (a) "the 33200133 Regulations" means the Uncertificated Securities Regulations 332001 (SI 2001/3755)33;
      1. (b) "dematerialised instruction" and "operator" have the meaning given by regulation 3 of the 33200133 Regulations.5