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FCA Handbook - Browse by Topics
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41 - 44 of 44 items.

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Market abuse (44)
United Kingdom (12)
MiFID 2 (12)
Firms structure and internal systems (11)
Employees (10)
Directors (8)
Misleading statements and practices (7)
Authorised persons (7)
Non United Kingdom (7)
Recognised investment exchanges (7)
Enforcement (6)
European Economic Area (6)
Investor (6)
Investigators (5)
Supervision (5)

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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

…

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

…

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

…

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