FCA Handbook

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FCA Handbook - Browse by Topics
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21 - 24 of 24 items.

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Eligible counterparties (24)
Professional clients (13)
Retail clients (13)
Non-MiFID (12)
MiFID (11)
Investment activities (9)
Authorised persons (8)
United Kingdom (8)
Employees (7)
Investments (7)
European Economic Area (6)
Client categorisation (6)
Members (5)
Appointed representatives (4)
Loans (4)

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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

…

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

…

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

…

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

…

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