To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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TC 2.1 Assessing and maintaining competence
Chapter: Rules and GuidanceCompetence
Effective Date: 19th September 2002
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TC App 4.1 Appropriate Qualification tables
Chapter: Appropriate Qualification tables
Effective Date: 16th December 2010
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COBS 6.2A Describing advice services
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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COBS 6.1C Consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th June 2010
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TC App 7.1 Guidelines for qualification gap-fill for retail investment advice
Chapter: Guidelines for qualification gap-fill for retail investment advice
Effective Date: 24th March 2011
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COBS 6.1A Adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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DISP App 3.1 Introduction
Chapter: Handling Payment Protection Insurance complaints
Effective Date: 22nd July 2010
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COBS 6.1E Platform services: platform charges and using a platform service for advising
Chapter: Information about the firm, its services and remuneration
Effective Date: 28th July 2011
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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3
Chapter: TC Appendix 1
Effective Date: 26th July 2007
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DISP App 1.1 Introduction
Chapter: Relevant Existing ComplaintsHandling Mortgage Endowment Complaints
Effective Date: 15th December 2005
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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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SYSC 5.2 Certification regime
Chapter: Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Employees, agents and other relevant persons
Effective Date: 23rd June 2015
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DISP App 3.10 Application: evidential provisions
Chapter: Handling Payment Protection Insurance complaints
Effective Date: 1st December 2010
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COBS 6.3 Disclosing information about services, fees and commission
Chapter: Information about the firm, its services and remuneration
Effective Date: 26th July 2007
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COBS 6.1G Re-registration of title to retail investment products
Chapter: Information about the firm, its services and remuneration
Effective Date: 28th July 2011
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016