To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
TC App 4.1 Appropriate Qualification tables
Chapter: Appropriate Qualification tables
Effective Date: 16th December 2010
-
FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
-
TC 2.1 Assessing and maintaining competence
Chapter: Rules and GuidanceCompetence
Effective Date: 19th September 2002
-
TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3
Chapter: TC Appendix 1
Effective Date: 26th July 2007
-
PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
-
COBS 6.2A Describing advice services
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 6.1A Adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
-
COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 27th July 2006
-
PERG 2.11 Persons who are exempt for credit-related regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 27th September 2007
-
PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
FEES 6.7 Payment of levies
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 28th September 2008
-
PERG 10.5 Employers and affinity groups (such as trade unions)
Chapter: Guidance on activities related to pension schemes
Effective Date: 28th September 2006
-
PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
CASS 7.10 Application and purpose
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014
-
FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006
-
PERG 8.36 Illustrative tables
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005