To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
TC App 3.1 Circumstances in which TC does not apply
Chapter: Appendix 3
Effective Date: 26th July 2007
-
FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
-
PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
PERG 4.11 Link between activities and the United Kingdom
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 27th September 2007
-
SYSC 1.4 Application of SYSC 11 to SYSC 18
Chapter: Application and purpose
Effective Date: 23rd November 2006
-
PERG 5.12 Link between activities and the United Kingdom
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 15th December 2005
-
SUP 13A.9 The precautionary measure rule for incoming EEA firms
Chapter: Qualifying for authorisation under the ActQualifying for authorisation under the Act [deleted]
Effective Date: 25th October 2007
-
FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006
-
SUP 13A.3 Qualifications for authorisation under the Act
Chapter: Qualifying for authorisation under the ActQualifying for authorisation under the Act [deleted]
Effective Date: 26th July 2007
-
PERG 2.11 What to do now ?
Chapter: Authorisation and regulated activities
Effective Date: 27th September 2007
-
FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)
Chapter: Periodic fees
Effective Date: 23rd March 2006
-
PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.4 Invitation or inducement
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 10.5 Employers and affinity groups (such as trade unions)
Chapter: Guidance on activities related to pension schemes
Effective Date: 28th September 2006
-
COBS 18.11 Authorised professional firms
Chapter: Specialist Regimes2007/58
Effective Date: 25th October 2007
-
PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
SUP 14.1 Application and purpose
Chapter: Incoming EEA firms changing details, and cancelling qualification for authorisationIncoming EEA firms changing details, and cancelling qualification for authorisation [deleted]
Effective Date: 20th September 2001