SUP TP 1 - Rule-making and Amending Instruments

• FCA 2021/65: Value Measures Reporting and Monitoring (Amendment) Instrument 2021

  Chapter: SUP

  Effective Date: 17th December 2021

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FCA 2021/19: Non-Investment Insurance: Product Governance, Premium Finance, General Insurance Auto-Renewal and Home and Motor Insurance Pricing Instrument 2021

  Chapter: Glossary, SUP, GEN, ICOBS, PROD, SYSC

  Effective Date: 28th May 2021

• FCA 2020/64: Individual Accountability (FCA-Authorised Firms) (COVID-19 and Extension of Deadlines) Instrument 2020

  Chapter: Glossary, SUP, CASS, COCON, SYSC

  Effective Date: 28th October 2020

• FCA 2019/92: Mortgages (Responsible Lending) Instrument 2019

  Chapter: MCOB, SUP

  Effective Date: 28th October 2019

• FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019

  Chapter: Glossary, FIT, SUP, DISP, APER, SYSC, EMPS, OMPS, SERV, CASS, CREDS, BENCH, IFPRU, COCON, CMCOB

  Effective Date: 26th July 2019

• FCA 2019/11: Reporting of Information about Directory Persons (Dual-Regulated Firms) Instrument 2019

  Chapter: Glossary, SUP, SYSC

  Effective Date: 8th March 2019

• FCA 2018/57: Payment Services (Amendment) Instrument 2018

  Chapter: Glossary, SUP, DISP, PERG, BCOBS, CREDS

  Effective Date: 19th December 2018

• FOS 2018/6: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/56: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/48: Supervision Manual (Reporting No 9) Instrument 2018

  Chapter: SUP, ICOBS

  Effective Date: 28th September 2018

• FCA 2018/3: Client Assets (Term Deposits) Instrument 2018

  Chapter: SUP, CASS

  Effective Date: 22nd January 2018

• FOS 2017/4: Payment Services Instrument 2017

  Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG

  Effective Date: 18th September 2017

• FCA 2017/54: Payment Services Instrument 2017

  Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG

  Effective Date: 18th September 2017

• FCA 2017/46: Client Assets Supervision (P2P CASS Audits) Instrument 2017

  Chapter: SUP

  Effective Date: 21st July 2017

• FCA 2016/53: Supervision Manual (Financial Crime Report) Instrument 2016

  Chapter: SUP

  Effective Date: 29th July 2016

• FCA 2016/24: Client Assets Sourcebook (Amendment No 9) Instrument 2016

  Chapter: Glossary, SUP, CASS, SYSC

  Effective Date: 21st March 2016

• FCA 2016/4: UCITS V Directive Instrument 2016

  Chapter: Glossary, IPRU-INV, SUP, CASS, SYSC, COLL, FUND

  Effective Date: 3rd February 2016

• FCA 2015/18: Mortgage Credit Directive Instrument 2015

  Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD

  Effective Date: 25th March 2015

• FCA 2014/59: Handbook Administration (No 36) Instrument 2014

  Chapter: Glossary, SYSC, APER, GEN, FEES, MIPRU, IPRU(INV), IPRU(FSOC), COBS, ICOBS, MCOB, CASS, MAR, SUP, DEPP, COLL, CONC, FUND, DTR

  Effective Date: 11th December 2014