SUP SCH 2 - Rule-making and Amending Instruments
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FSA 2012/24: Supervision Manual (Prudent Valuation Reporting) Instrument 2012
Chapter: GENPRU, SUP
Effective Date: 26th April 2012
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FSA 2011/58: Retail Distribution Review (Retail Mediation Activities Return and Complaints Data) Instrument 2011
Chapter: Glossary, SUP, DISP
Effective Date: 22nd September 2011
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FSA 2011/31: Client Assets Reporting (Amendment No 2) Instrument 2011
Chapter: CASS, SUP
Effective Date: 26th May 2011
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FSA 2011/26: Client Assets Reporting (Amendment) Instrument 2011
Chapter: CASS, SUP
Effective Date: 28th April 2011
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FSA 2011/27: Supervision Manual (Core Information) (Amendment) Instrument 2011
Chapter: SUP
Effective Date: 28th April 2011
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FSA 2011/21: Supervision Manual (Auditor's Client Assets Report) (Amendment) Instrument 2011
Chapter: Glossary, SUP
Effective Date: 24th March 2011
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FSA 2010/52: Client Assets Sourcebook (Enhancement) Instrument 2010
Chapter: Glossary, CASS, SUP
Effective Date: 13th October 2010
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FSA 2010/28: Consequential Amendments (Financial Services Act 2010) Instrument 2010
Chapter: Glossary, PRIN, SYSC, COND, BIPRU, INSPRU, UPRU, SUP, COMP, CRED, ELM, PROF, REC
Effective Date: 22nd July 2010
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FSA 2010/34: Supervision Manual (Payment Services) (Reporting) Instrument 2010
Chapter: SUP
Effective Date: 22nd July 2010
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FSA 2010/19: Handbook Administration (No 18) Instrument 2010
Chapter: Glossary, APER, GENPRU, IPRU-INV, COBS, MCOB, SUP, BSOCS
Effective Date: 24th June 2010
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FSA 2009/63: Close Links Reporting Instrument 2009
Chapter: COND, SUP
Effective Date: 5th November 2009
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FSA 2009/18: Collective Investment Schemes Sourcebook (Consequential Amendments No. 2) Instrument 2009
Chapter: Glossary, SYSC, FEES, SUP, COLL, CRED, ELM, LR, PERG
Effective Date: 26th March 2009
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FSA 2009/9: Supervision Manual (Passporting and Reinsurance) (Amendment) Instrument 2009
Chapter: Glossary, SUP
Effective Date: 26th February 2009
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FSA 2007/65: Investment Firms (Auditor's Reports) Instrument 2007
Chapter: UPRU, IPRU-INV, SUP
Effective Date: 6th December 2007
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2007/42: Markets (MiFID) (Consequential Amendments) Instrument 2007
Chapter: Glossary, FEES, BIPRU, COBS, MAR, SUP, CRED, ELM, REC
Effective Date: 26th July 2007
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FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007
Chapter: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP
Effective Date: 25th January 2007
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FSA 2007/8: Passporting (MiFID) Instrument 2007
Chapter: Glossary, SUP, PROF
Effective Date: 25th January 2007
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FSA 2007/4: Client Assets Sourcebook (MiFID Business) Instrument 2007
Chapter: SYSC, IPRU-INV, CASS, SUP
Effective Date: 25th January 2007
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FSA 2006/53: The CRD (Consequential Amendments) Instrument 2006
Chapter: Glossary, COND, SYSC, PRU, IPRU-BANK, IPRU-BSOC, IPRU-INS, IPRU-INV, ICOB, MCOB, MAR, SUP, DISP, COMP, COLL, CRED, ELM, LR, LLD
Effective Date: 23rd November 2006
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FSA 2006/21: Handbook Administration (No 3) Instrument 2006
Chapter: Glossary, GEN, FEES, COB, ICOB, CASS, SUP, PERG
Effective Date: 22nd June 2006
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FSA 2006/13: Significant Management Function Reporting Requirement Amendment Instrument 2006
Chapter: SUP, ENF
Effective Date: 27th April 2006
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FSA 2005/72: Lloyd's Sourcebook (Amendment No 3) instrument 2005
Chapter: Glossary, LLD, SUP
Effective Date: 15th December 2005
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FSA 2005/70: Passporting Instrument 2005
Chapter: Glossary, SYSC, PRU, AUTH, SUP, DEC, CIS, ECO, PERG
Effective Date: 15th December 2005
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FSA 2004/102: Lloyd's Sourcebook (Integrated Prudential and Auditing and Actuarial Requirements) Instrument 2004
Chapter: LLD, SUP, Glossary
Effective Date: 16th December 2004
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FSA 2004/88: Child Trust Funds Instrument 2004
Chapter: IPRU-INV, PRU, COB, TC, SUP, AUTH, CRED, Glossary
Effective Date: 18th November 2004
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FSA 2004/94: Supervision Manual (Actuaries) Instrument 2004
Chapter: COND, COB, AUTH, SUP, ENF, Glossary
Effective Date: 18th November 2004
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FSA 2004/93: Controllers and Close Links Instrument 2004
Chapter: SUP
Effective Date: 18th November 2004
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FSA 2004/79: Integrated Regulatory Reporting Instrument 2004
Chapter: SUP, DISP
Effective Date: 20th October 2004
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FSA 2004/56: Financial Conglomerates and Other Financial Groups Instrument 2004
Chapter: COND, IPRU-BANK, IPRU-BSOC, IPRU-FSOC, IPRU-INS, IPRU-INV, PRU, AUTH, SUP, DEC, ELM, Glossary
Effective Date: 15th July 2004
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FSA 2004/30: Electronic Reporting Requirements and Standing Data Instrument 2004
Chapter: SUP, DISP, CRED, Glossary
Effective Date: 18th March 2004
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FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004
Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary
Effective Date: 15th January 2004
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FSA 2004/9: Appointed Representatives Instrument 2004
Chapter: SUP, DEC, DISP, COMP, CIS, Glossary
Effective Date: 15th January 2004
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FSA 2003/47: Collective Investment Schemes (UCITS Amending Directive) Instrument 2003
Chapter: PRIN, SYSC, IPRU-INV, COB, AUTH, SUP, DEC, COMP, CIS
Effective Date: 17th July 2003
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FSA 2003/36: Electronic Reporting of Large Exposures Instrument 2003
Chapter: SUP, IPRU-BANK
Effective Date: 15th May 2003
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FSA 2003/8: Supervision Manual (Amendment No 11 and Consequential Amendments to the Handbook) Instrument 2003
Chapter: CRED, SUP
Effective Date: 16th January 2003
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FSA 2002/78: Supervision Manual (Amendment No 10 and Consequential Amendments to the Handbook) Instrument 2002
Chapter: AUTH, SUP, TC
Effective Date: 21st November 2002
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FSA 2002/56: Supervision Manual (Amendment No 8) Instrument 2002
Chapter: Glossary, SUP
Effective Date: 19th September 2002
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FSA 2002/9: Supervision Manual (Amendment No 7) Instrument 2002
Chapter: SUP
Effective Date: 21st February 2002