To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
SUP 5.4 Appointment and reporting process
Chapter: Reports by skilled persons
Effective Date: 21st June 2001
-
SUP 18.2 Insurance business transfers
Chapter: Transfers of business
Effective Date: 18th November 2004
-
SUP 5.3 Policy on the use of skilled persons
Chapter: Reports by skilled persons
Effective Date: 20th January 2005
-
SUP 6.4 Applications for cancellation of permission
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 15th January 2004
-
SUP 11.3 Requirements on controllers or proposed controllers under the Act
Chapter: Controllers and close links
Effective Date: 20th September 2001
-
SUP 18.4 Friendly Society transfers and amalgamations
Chapter: Transfers of business
Effective Date: 21st June 2001
-
SUP 5.6 Confidential information and privilege
Chapter: Reports by skilled persons
Effective Date: 21st June 2001
-
SUP 6.3 Applications for variation of permission
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 20th December 2001
-
SUP 11.5 Form of notification by firms
Chapter: Controllers and close links
Effective Date: 15th July 2004
-
SUP 5.1 Application and purpose
Chapter: Reports by skilled persons
Effective Date: 20th September 2001
-
SYSC 3.2 Areas covered by systems and controls
Chapter: Systems and controlsSystems and Controls
Effective Date: 21st November 2002
-
REC 6.7 Notification rules for overseas recognised bodies
Chapter: Overseas Investment Exchanges and Overseas Clearing Houses
Effective Date: 21st June 2001
-
SUP 16.4 Annual controllers report
Chapter: Reporting requirements
Effective Date: 20th September 2001
-
COND 2.5 Threshold condition 5: Suitability
Chapter: The threshold conditions
Effective Date: 15th January 2004
-
REC 5.2 Application process
Chapter: Applications for Recognition (UK recognised bodies)
Effective Date: 21st June 2001