SUP 3.1 - Rule-making and Amending Instruments
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FCA 2022/30: Dormant Assets Instrument 2022
Chapter: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG
Effective Date: 18th July 2022
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FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021
Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG
Effective Date: 26th November 2021
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FCA 2021/25: Handbook Administration (No 56) Instrument 2021
Chapter: SUP, GEN, RCB, CREDS
Effective Date: 25th June 2021
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FOS 2018/6: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/56: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018
Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG
Effective Date: 29th June 2018
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FCA 2018/25: Insurance Distribution Directive Instrument 2018
Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD
Effective Date: 25th May 2018
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FCA 2017/46: Client Assets Supervision (P2P CASS Audits) Instrument 2017
Chapter: SUP
Effective Date: 21st July 2017
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FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017
Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD
Effective Date: 3rd July 2017
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FCA 2016/69: Supervision Manual (Amendment No 22) Instrument 2016
Chapter: SUP
Effective Date: 4th November 2016
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FCA 2015/16: Solvency II Directive (Consequential Handbook Amendments) Instrument 2015
Chapter: Glossary, SYSC, COND, FIT, GENPRU, BIPRU, INSPRU, IPRU(FSOC), IPRU(INS), IPRU(INV), COBS, ICOBS, SUP, COMP, RCB, EG, PERG
Effective Date: 24th March 2015
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FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG
Effective Date: 27th February 2014
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FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014
Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG
Effective Date: 27th February 2014
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FCA 2013/79: Capital Requirements Directive IV (Consequential Amendments) Instrument 2013
Chapter: Glossary, PRIN, SYSC, GEN, FEES, MIPRU, UPRU, IPRU-FSOC, IPRU-INV, CASS, MAR, SUP, COMP, COLL, CREDS, FUND, RCB, PR, DTR, EMPS, OMPS, EG, PERG
Effective Date: 12th December 2013
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FCA 2013/10 PRA2013/5: FCA and PRA Handbook Designation (Particular Modifications) Instrument 2013
Chapter: PRIN, SYSC, FIT, FINMAR, TC, FEES, GENPRU, BIPRU, INSPRU, MIPRU, UPRU, IPRU-FSOC, IPRU-INS, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DISP, CONRED, COMP, BSOCS, COLL, CREDS, PROF, RCB, LR, PR, DTR, EMPS, OMPS, SERV, BSOG, COLLG, FC, PERG, RPPD, UNFCOG
Effective Date: 28th February 2013
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FSA 2012/35: Emissions Allowance Auction Bidders Instrument 2012
Chapter: Glossary, PRIN, SYSC, APER, TC, FEES, IPRU-INV, COBS, CASS, MAR, SUP, DISP, REC, LR, PERG, EG
Effective Date: 26th July 2012
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FSA 2011/21: Supervision Manual (Auditor's Client Assets Report) (Amendment) Instrument 2011
Chapter: Glossary, SUP
Effective Date: 24th March 2011
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FSA 2011/7: Electronic Money and Payment Services Instrument 2011
Chapter: Glossary, PRIN, SYSC, COND, GEN, GENPRU, BIPRU, COBS, SUP, DEPP, DISP, ELM, PERG, BSOG, EG
Effective Date: 9th February 2011
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FSA 2010/8: Handbook Administration (No 17) Instrument 2010
Chapter: Glossary, COND, FEES, GENPRU, CASS, SUP, DISP, COMP, COLL, LR
Effective Date: 25th March 2010
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FSA 2009/38: Dormant Bank And Building Society Accounts Instrument 2009
Chapter: Glossary, PRIN, SYSC, FEES, SUP, DISP, COMP, PERG
Effective Date: 23rd July 2009
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FSA 2008/1: Handbook Administration (No 8) Instrument 2008
Chapter: Glossary, COND, GEN, FEES, IPRU-FSOC, IPRU-INS, COBS, ICOBS, TC, SUP, DISP, ELM, PROF, LR, PR, PERG
Effective Date: 24th January 2008
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FSA 2007/65: Investment Firms (Auditor's Reports) Instrument 2007
Chapter: UPRU, IPRU-INV, SUP
Effective Date: 6th December 2007
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2007/37: Integrated Regulatory Reporting Implementation (Amendment) Instrument 2007
Chapter: Glossary, IPRU-BANK, SUP, ELM
Effective Date: 28th June 2007
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FSA 2007/27: MiFID (Miscellaneous Amendments) (No 2) Instrument 2007
Chapter: BIPRU, IPRU-INV, SUP
Effective Date: 24th May 2007
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FSA 2007/4: Client Assets Sourcebook (MiFID Business) Instrument 2007
Chapter: SYSC, IPRU-INV, CASS, SUP
Effective Date: 25th January 2007
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FSA 2006/67: Integrated Regulatory Reporting (Credit Institutions and Investment Firms) (No 2) Instrument 2006
Chapter: Glossary, IPRU-BANK, SUP, CRED, ELM
Effective Date: 21st December 2006
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FSA 2006/53: The CRD (Consequential Amendments) Instrument 2006
Chapter: Glossary, COND, SYSC, PRU, IPRU-BANK, IPRU-BSOC, IPRU-INS, IPRU-INV, ICOB, MCOB, MAR, SUP, DISP, COMP, COLL, CRED, ELM, LR, LLD
Effective Date: 23rd November 2006
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FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006
Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO
Effective Date: 25th October 2006
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FSA 2006/44: Prudential Sourcebook for UCITS Firms (and Consequential Amendments) Instrument 2006
Chapter: Glossary, UPRU, SUP, CIS
Effective Date: 25th October 2006
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FSA 2006/39: Reinsurance Directive (Consequential Amendments) Instrument 2006
Chapter: Glossary, SYSC, FEES, IPRU-INS, SUP
Effective Date: 25th October 2006
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FSA 2006/23: Capital Resources for Small Firms Instrument 2006
Chapter: PRU, IPRU-INV, SUP
Effective Date: 27th July 2006
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FSA 2004/102: Lloyd's Sourcebook (Integrated Prudential and Auditing and Actuarial Requirements) Instrument 2004
Chapter: LLD, SUP, Glossary
Effective Date: 16th December 2004
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FSA 2004/29: Supervision Manual (Reporting and Audit Requirements) Instrument 2004
Chapter: SUP, Glossary
Effective Date: 18th March 2004
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FSA 2003/47: Collective Investment Schemes (UCITS Amending Directive) Instrument 2003
Chapter: PRIN, SYSC, IPRU-INV, COB, AUTH, SUP, DEC, COMP, CIS
Effective Date: 17th July 2003
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FSA 2002/68: Dealing as Principal Instrument 2002
Chapter: GEN, Glossary, MAR, SUP, SYSC
Effective Date: 21st November 2002
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FSA 2001/79: Credit Unions Sourcebook (Consequential Amendments) Instrument 2001
Chapter: DISP, Glossary, SUP
Effective Date: 20th December 2001
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FSA 2001/62: Supervision Manual (Amendment No 5) Instrument 2001
Chapter: SUP
Effective Date: 15th November 2001
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FSA 2001/48: Supervision Manual (Amendment No 3) Instrument 2001
Chapter: SUP
Effective Date: 18th October 2001
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FSA 2001/44: Energy Market Participants and Oil Market Participants (Consequential Amendments) Instrument 2001
Chapter: COB, Glossary, SUP
Effective Date: 20th September 2001