To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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SUP 17.7 Method of making transaction reports
Chapter: Transaction reporting
Effective Date: 16th January 2003
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PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 1st January 2006
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FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006
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BIPRU 13.5 CCR standardised method
Chapter: The calculation of counterparty risk exposure values for financial derivatives, securities financing transactions and long settlement transactions
Effective Date: 21st December 2006
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REC 2.6 General safeguards for investors
Chapter: Recognition requirements
Effective Date: 15th July 2004
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SUP 17.4 Obligation to make transaction reports
Chapter: Transaction reporting
Effective Date: 21st June 2001
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COB 11.2 Relationship with the scheme
Chapter: Trustee and depositary activities
Effective Date: 17th July 2003
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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives
Chapter: Market risk
Effective Date: 1st January 2007
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PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
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PERG 2.11 What to do now ?
Chapter: Authorisation and regulated activities
Effective Date: 27th September 2007