To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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SUP 17.4 Obligation to make transaction reports
Chapter: Transaction reporting
Effective Date: 21st June 2001
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COB 11.2 Relationship with the scheme
Chapter: Trustee and depositary activities
Effective Date: 17th July 2003
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COB 11.3 Packaged products
Chapter: Trustee and depositary activities
Effective Date: 18th November 2004
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FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 1st January 2006
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COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)
Chapter: Client assets
Effective Date: 17th July 2003
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COB 2.3 Reliance on others
Chapter: Rules which apply to all firms conducting designated investment business
Effective Date: 18th December 2003
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ICOB 8.4 Unsolicited services
Chapter: Distance non-investment mediation contracts with retail customers
Effective Date: 15th April 2004
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LR 13.5 Financial information in Class 1 Circulars
Chapter: Contents of circulars
Effective Date: 1st July 2005
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REC 2.6 General safeguards for investors
Chapter: Recognition requirements
Effective Date: 15th July 2004
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FEES 6.7 Payment of levies
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 1st January 2006
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SUP 13.12 Sources of further information
Chapter: Exercise of passport rights by UK firmsExercise of passport rights by UK firms [deleted]
Effective Date: 18th October 2001
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COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)
Chapter: Client assets
Effective Date: 17th July 2003
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FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 1st January 2006
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COB 6.1 Product disclosure
Chapter: Product disclosure and the customer's right to cancel or withdraw
Effective Date: 18th April 2002