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  • Home
  • FCA Handbook
  • SUP
  • SUP 16
  • Table of Contents
  • Content
  • Related Forms
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More Resources:

External link Authorisation application packs should be submitted via the ONA system
External link Systems and Reporting
External link Waivers

SUP - Forms

  • MIF008 – Remuneration

    Chapter: 16 Annex 52G

    Effective Date: 27th October 2021

  • Pricing information report form REP021

    Chapter: 16 Annex 49AR

    Effective Date: 27th May 2021

  • SUP_16_ann_18B_01

    Chapter: SUP 16 Annex 18B

    Effective Date: 4th November 2016

  • Cancellation of Part IV Permission

    Chapter: 6 Annex 6 (timeline version)

    Effective Date: 8th August 2024

  • SUP_16_ann_18B_02

    Chapter: SUP 16 Annex 18B

    Effective Date: 4th November 2016

  • Cancellation of Part IV Permission

    Chapter: 6 Annex 6 (timeline version)

    Effective Date: 8th August 2024

  • SUP_16_ann_18B_03

    Chapter: SUP 16 Annex 18B

    Effective Date: 4th November 2016

  • sup10A_annex4D_20141001 form

    Chapter: 10A Annex 4D

    Effective Date: 12th November 2015

  • SUP_16_ann_18B_04

    Chapter: SUP 16 Annex 18B

    Effective Date: 4th November 2016

  • Application form for a direction under section 101(8) of the CCA

    Chapter: SUP 8A Annex 2

    Effective Date: 1st April 2014

  • Pricing information report form REP021

    Chapter: 16 Annex 49AR

    Effective Date: 16th August 2021

  • FIN067 – CPMI – additional information

    Chapter: 16 Annex 24

    Effective Date: 27th October 2021

  • Cancellation of permission application form

    Chapter: 6 Annex 6

    Effective Date: 8th August 2024

  • Guidance notes for the MIF008 remuneration report in SUP 16 Annex 51R

    Chapter: 16 Annex 52G

    Effective Date: 27th October 2021

  • Waiver Application form

    Chapter: SUP 8 Annex 2

    Effective Date: 1st April 2013

  • FIN067 – Additional reporting for Collective Portfolio Management Investment firms (CPMIs)

    Chapter: 16 Annex 25

    Effective Date: 27th October 2021

  • SUP 6 Annex 6D (Cancellation of Part 4A Permission - Application Form)

    Chapter: SUP 6 Annex 6D

    Effective Date: 26th February 2021

  • Application form for a direction under section 60(3) of the CCA

    Chapter: SUP 8A Annex 1

    Effective Date: 27th August 2014

  • Form D Notification Changes to personal information application details and conduct breaches disciplinary action related to conduct

    Chapter: 10C Annex 6R

    Effective Date: 28th May 2021

  • Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only

    Chapter: 10C Annex 2

    Effective Date: 8th December 2017

More...
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