SUP 16 ANNEX 25 - Rule-making and Amending Instruments

• FCA 2023/13: Investment Firms Prudential Regime and Interim Prudential sourcebook for Investment Businesses (IPRU-INV) (Amendment) Instrument 2023

  Chapter: Glossary, COND, SUP, IPRU-INV, MIFIDPRU, SYSC

  Effective Date: 31st March 2023

• FCA 2022/37: Supervision Manual (Reporting No 18) Instrument 2022

  Chapter: SUP

  Effective Date: 31st October 2022

• FCA 2018/25: Insurance Distribution Directive Instrument 2018

  Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD

  Effective Date: 25th May 2018

• FCA 2017/35: Supervision Manual (Reporting No 5) Instrument 2017

  Chapter: SUP

  Effective Date: 23rd June 2017

• FCA 2016/62: Supervision Manual (Reporting No 3) Instrument 2016

  Chapter: SUP

  Effective Date: 23rd September 2016

• FCA 2016/54: Collective Investment Schemes (Reporting Requirements) Instrument 2016

  Chapter: SUP, COLL

  Effective Date: 29th July 2016

• FCA 2016/45: Supervision Manual (Reporting No 2) Instrument 2016

  Chapter: SUP

  Effective Date: 24th June 2016

• FCA 2016/4: UCITS V Directive Instrument 2016

  Chapter: Glossary, IPRU-INV, SUP, CASS, SYSC, COLL, FUND

  Effective Date: 3rd February 2016

• FCA 2015/57: Capital Resources and Professional Indemnity Insurance Requirements for Personal Investment Firms (No 2) Instrument 2015

  Chapter: Glossary, SUP, MIPRU, IPRU-INV

  Effective Date: 8th December 2015

• FCA 2014/48: Handbook Administration (No 35) Instrument 2014

  Chapter: Glossary, COBS, CASS, MAR, SUP, COMP, CONC, LR

  Effective Date: 25th September 2014

• FCA 2014/46: Personal Pension Scheme Operators (Capital Requirements) Instrument 2014

  Chapter: IPRU-INV, SUP

  Effective Date: 24th July 2014

• FCA 2014/13: Crowdfunding and the Promotion of Non-Readily Realisable Securities Instrument 2014

  Chapter: Glossary, SYSC, IPRU-INV, COBS, CASS, SUP

  Effective Date: 27th February 2014

• FCA 2014/1: Capital Requirements Directive IV (Reporting Guidance) Instrument 2014

  Chapter: SUP

  Effective Date: 17th January 2014

• FCA 2013/77: Capital Requirements Directive IV (AIFMD and UCITS Consequential Amendments) Instrument 2013

  Chapter: Glossary, UPRU, IPRU-INV, SUP

  Effective Date: 12th December 2013

• FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013

  Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG

  Effective Date: 27th June 2013

• FSA 2013/2: Liquidity Standards (Miscellaneous Amendments No 7) Instrument 2013

  Chapter: BIPRU, SUP

  Effective Date: 17th January 2013

• FSA 2012/23: Integrated Regulatory Reporting (Amendment No 13) Instrument 2012

  Chapter: SUP

  Effective Date: 26th April 2012

• FSA 2012/11: Handbook Administration (No 25) Instrument 2012

  Chapter: Glossary, SYSC, COBS, SUP, DISP, REC, LR, PERG

  Effective Date: 21st March 2012

• FSA 2012/4: Liquidity Standards (Miscellaneous Amendments No 4) Instrument 2012

  Chapter: Glossary, BIPRU, SUP

  Effective Date: 19th January 2012

• FSA 2011/66: Capital Requirements Directive (Handbook Amendments No 4) Instrument 2011

  Chapter: Glossary, GENPRU, BIPRU, SUP

  Effective Date: 1st November 2011

• FSA 2011/51: Prudential Sourcebook for Banks, Building Societies and Investment Firms (Group Risk Consolidation) Instrument 2011

  Chapter: BIPRU, SUP

  Effective Date: 22nd September 2011

• FSA 2011/59: Integrated Regulatory Reporting (Amendment No 12) Instrument 2011

  Chapter: SUP

  Effective Date: 22nd September 2011

• FSA 2011/45: Liquidity Reporting (Miscellaneous Amendments) Instrument 2011

  Chapter: SUP

  Effective Date: 28th July 2011

• FSA 2011/34: Handbook Administration (No 22) Instrument 2011

  Chapter: BIPRU, SUP, DEPP, EG

  Effective Date: 23rd June 2011

• FSA 2011/22: Integrated Regulatory Reporting (Amendment No 11) Instrument 2011

  Chapter: SUP

  Effective Date: 24th March 2011

• FSA 2011/3: Integrated Regulatory Reporting (Amendment No 10) Instrument 2011

  Chapter: SUP

  Effective Date: 19th January 2011

• FSA 2010/68: Integrated Regulatory Reporting (Amendment No 9) Instrument 2010

  Chapter: SUP

  Effective Date: 16th December 2010

• FSA 2010/41: Capital Requirements Directive (Large Exposures) Instrument 2010

  Chapter: Glossary, GENPRU, BIPRU, SUP

  Effective Date: 23rd September 2010

• FSA 2010/43: Liquidity Standards (Miscellaneous Amendments) Instrument 2010

  Chapter: Glossary, SYSC, BIPRU, SUP

  Effective Date: 23rd September 2010

• FSA 2010/51: Disclosure Rules and Transparency Rules Sourcebook (Amendment No 4) Instrument 2010

  Chapter: Glossary, DTR

  Effective Date: 23rd September 2010

• FSA 2010/49: Integrated Regulatory Reporting (Amendment No 7) Instrument 2010

  Chapter: SUP

  Effective Date: 23rd September 2010

• FSA 2010/29: Capital Requirements Directive (Handbook Amendments) Instrument 2010

  Chapter: Glossary, GENPRU, BIPRU, SUP

  Effective Date: 22nd July 2010

• FSA 2010/35: Integrated Regulatory Reporting (Amendment No 6) Instrument 2010

  Chapter: SUP

  Effective Date: 22nd July 2010

• FSA 2010/8: Handbook Administration (No 17) Instrument 2010

  Chapter: Glossary, COND, FEES, GENPRU, CASS, SUP, DISP, COMP, COLL, LR

  Effective Date: 25th March 2010

• FSA 2009/69: Handbook Administration (No 16) Instrument 2009

  Chapter: Glossary, GEN, INSPRU, MIPRU, IPRU-INV, SUP, DEPP, DISP, COMP, LR, PERG

  Effective Date: 10th December 2009

• FSA 2009/68: Prudential Sourcebook For Banks, Building Societies And Investment Firms (Liquidity) (Consequential Amendments) Instrument 2009

  Chapter: Glossary, SYSC, GENPRU, BIPRU, IPRU-BANK, IPRU-BSOC, SUP

  Effective Date: 27th November 2009

• FSA 2009/56: Supervision Manual (Integrated Regulatory Reporting Of Liquidity For Banks, Building Societies And Investment Firms) Instrument 2009

  Chapter: Glossary, SUP

  Effective Date: 30th September 2009

• FSA 2009/34: Integrated Regulatory Reporting (Amendment No 5) Instrument 2009

  Chapter: SUP

  Effective Date: 25th June 2009

• FSA 2008/22: Companies Act 2006 (Consequential Handbook Amendments) Instrument 2008

  Chapter: Glossary, GEN, GENPRU, BIPRU, MIPRU, IPRU-FSOC, IPRU-INS, IPRU-INV, SUP, CRED, ELM

  Effective Date: 22nd May 2008

• FSA 2008/20: Integrated Regulatory Reporting (Amendment No 4) Instrument 2008

  Chapter: SUP

  Effective Date: 24th April 2008