SUP - Forms

• MIF008 – Remuneration

  Chapter: 16 Annex 52G

  Effective Date: 27th October 2021

• Appointed representative or tied agent – change details

  Chapter: 12 Annex 4

  Effective Date: 23rd April 2023

• Pricing information report form REP021

  Chapter: 16 Annex 49AR

  Effective Date: 27th May 2021

• Appointed representative appointment

  Chapter: SUP 12 Annex 3

  Effective Date: 23rd April 2023

• SUP_16_ann_18B_01

  Chapter: SUP 16 Annex 18B

  Effective Date: 4th November 2016

• Cancellation of Part IV Permission

  Chapter: 6 Annex 6 (timeline version)

  Effective Date: 8th August 2024

• SUP_16_ann_18B_02

  Chapter: SUP 16 Annex 18B

  Effective Date: 4th November 2016

• Cancellation of Part IV Permission

  Chapter: 6 Annex 6 (timeline version)

  Effective Date: 8th August 2024

• -On-going reporting by principal firms on their appointed representatives

  Chapter: 12 Annex 6

  Effective Date: 16th December 2022

• SUP_16_ann_18B_03

  Chapter: SUP 16 Annex 18B

  Effective Date: 4th November 2016

• sup10A_annex4D_20141001 form

  Chapter: 10A Annex 4D

  Effective Date: 12th November 2015

• SUP_16_ann_18B_04

  Chapter: SUP 16 Annex 18B

  Effective Date: 4th November 2016

• SUP 12 Annex 4R form_8 December

  Chapter: 12 Annex 4R

  Effective Date: 3rd August 2022

• Application form for a direction under section 101(8) of the CCA

  Chapter: SUP 8A Annex 2

  Effective Date: 1st April 2014

• SUP 12 Annex 3R form_8 December

  Chapter: 12 Annex 3R

  Effective Date: 3rd August 2022

• Pricing information report form REP021

  Chapter: 16 Annex 49AR

  Effective Date: 16th August 2021

• SUP 12 Annex 6

  Chapter: 12 Annex 6

  Effective Date: 3rd August 2022

• FIN067 – CPMI – additional information

  Chapter: 16 Annex 24

  Effective Date: 27th October 2021

• Cancellation of permission application form

  Chapter: 6 Annex 6

  Effective Date: 8th August 2024

• SUP 12 Annex 3R form_29 July

  Chapter: 12 Annex 3R

  Effective Date: 3rd August 2022