SUP 16 ANNEX 18B - Rule-making and Amending Instruments

• FCA 2022/32: Appointed Representatives Instrument 2022

  Chapter: Glossary, SUP, COCON

  Effective Date: 3rd August 2022

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FCA 2020/61: Handbook Administration (No 54) Instrument 2020

  Chapter: SUP, PROD

  Effective Date: 23rd October 2020

• FCA 2019/85: Handbook Administration (No 51) Instrument 2019

  Chapter: Glossary, MCOB, PR, FIT, FEES, SUP, DISP, GEN, SYSC, COBS, ICOBS, RCB, TC, CREDS, BENCH, CONC, COLL, PERG

  Effective Date: 27th September 2019

• FCA 2018/25: Insurance Distribution Directive Instrument 2018

  Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD

  Effective Date: 25th May 2018

• FCA 2018/22: Financial Services Compensation Scheme (Funding Review) Instrument 2018

  Chapter: Glossary, FEES, SUP, COMP

  Effective Date: 1st May 2018

• FCA 2018/20: Handbook Administration (No 48) Instrument 2018

  Chapter: Glossary, SUP, FEES, COMP, GEN, BIPRU, GENPRU, CASS, COBS, BCOBS, TC, SYSC, M2G

  Effective Date: 23rd March 2018

• FCA 2017/65: Handbook Administration (MiFID 2) Instrument 2017

  Chapter: Glossary, MAR, SUP, FEES, REC, CASS, COBS, SYSC, TC

  Effective Date: 8th December 2017

• FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017

  Chapter: Glossary, COMP, FEES, SUP, CONC

  Effective Date: 30th October 2017

• FCA 2017/61: Supervision Manual (Reporting No 6) Instrument 2017

  Chapter: SUP

  Effective Date: 20th October 2017

• FCA 2017/1: Handbook Administration (No 44) Instrument 2017

  Chapter: Glossary, LR, SUP, GEN, COBS, TC, MCOB, CREDS, PERG, IPRU-INV, EG

  Effective Date: 26th January 2017

• FCA 2016/67: Handbook Administration (No 43) Instrument 2016

  Chapter: Glossary, PR, LR, SUP, COMP, GEN, SYSC, BIPRU, GENPRU, MAR, COBS, RCB, APER, FUND, CONC, COLL, IPRU-INV

  Effective Date: 4th November 2016

• FCA 2016/62: Supervision Manual (Reporting No 3) Instrument 2016

  Chapter: SUP

  Effective Date: 23rd September 2016

• FCA 2016/25: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL

  Effective Date: 21st March 2016

• FOS 2016/6: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC

  Effective Date: 21st March 2016

• FOS 2016/4: Mortgage Contracts (Legacy CCA) Instrument 2016

  Chapter: Glossary, MCOB, SUP, COMP, MIPRU, PERG

  Effective Date: 18th March 2016

• FCA 2016/22: Mortgage Contracts (Legacy CCA) Instrument 2016

  Chapter: Glossary, MCOB, SUP, COMP, MIPRU, PERG

  Effective Date: 18th March 2016

• FCA 2016/14: Retail Distribution Review (Miscellaneous Amendments) Instrument 2016

  Chapter: TC, SUP, DISP

  Effective Date: 26th February 2016

• FCA 2015/57: Capital Resources and Professional Indemnity Insurance Requirements for Personal Investment Firms (No 2) Instrument 2015

  Chapter: Glossary, SUP, MIPRU, IPRU-INV

  Effective Date: 8th December 2015

• FCA 2015/18: Mortgage Credit Directive Instrument 2015

  Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD

  Effective Date: 25th March 2015

• FCA 2014/42: Integrated Regulatory Reporting (Amendment No 14) Instrument 2014

  Chapter: SUP

  Effective Date: 26th June 2014

• FCA 2013/61: Handbook Administration (No 31) Instrument 2013

  Chapter: Glossary, SYSC, FEES, IPRU-INV, COBS, MCOB, CASS, SUP, DISP, COMP, COLL, CONC, FUND, LR, PR, BSOG

  Effective Date: 26th September 2013

• FCA 2013/41: Handbook Administration (No 29) Instrument 2013

  Chapter: Glossary, COBS, ICOBS, MCOB, BCOBS, CASS, SUP, CONRED, LR, PERG

  Effective Date: 25th April 2013

• FCA 2013/20 PRA2013/15: Legal Cutover (Fees) Instrument 2013

  Chapter: Glossary, FEES, SUP, CREDS

  Effective Date: 19th March 2013

• FSA 2013/1: Financial Services Compensation Scheme (Funding Review) Instrument 2013

  Chapter: Glossary, FEES, SUP, DISP, COMP

  Effective Date: 17th January 2013

• FSA 2012/73: Fees (Miscellaneous Amendments) (No 5) Instrument 2012

  Chapter: FEES, SUP

  Effective Date: 13th December 2012

• FSA 2012/46: Mortgage Market Review (Conduct of Business) Instrument 2012

  Chapter: Glossary, TC, COBS, MCOB, SUP, PROF, PERG

  Effective Date: 27th September 2012

• FSA 2012/31: Handbook Administration (No 26) Instrument 2012

  Chapter: Glossary, PRIN, COND, FIT, GEN, FEES, IPRU-INV, COBS, MCOB, BCOBS, CASS, MAR, SUP, COMP, COLL, REC, LR, PR

  Effective Date: 28th June 2012

• FSA 2012/23: Integrated Regulatory Reporting (Amendment No 13) Instrument 2012

  Chapter: SUP

  Effective Date: 26th April 2012

• FSA 2012/13: Fees (Miscellaneous Amendments) (No 4) Instrument 2012

  Chapter: Glossary, FEES, SUP, RCB

  Effective Date: 21st March 2012

• FSA 2011/64: Supervision Manual (Retail Mediation Activities Return) (Amendment No 4) Instrument 2011

  Chapter: SUP

  Effective Date: 2nd November 2011

• FSA 2011/58: Retail Distribution Review (Retail Mediation Activities Return and Complaints Data) Instrument 2011

  Chapter: Glossary, SUP, DISP

  Effective Date: 22nd September 2011

• FSA 2011/44: Capital Resources Requirements for Personal Investment Firms (Amendment) Instrument 2011

  Chapter: IPRU-INV, SUP

  Effective Date: 28th July 2011

• FSA 2010/69: Supervision Manual (Retail Mediation Activities Return) (Amendment No 2) Instrument 2010

  Chapter: SUP

  Effective Date: 16th December 2010

• FSA 2010/70: Supervision Manual (Retail Mediation Activities Return) (Amendment No 3) Instrument 2010

  Chapter: SUP

  Effective Date: 16th December 2010

• FSA 2010/23: Sale and Rent Back (Regulatory Reporting) Instrument 2010

  Chapter: SUP, DISP

  Effective Date: 24th June 2010

• FSA 2010/8: Handbook Administration (No 17) Instrument 2010

  Chapter: Glossary, COND, FEES, GENPRU, CASS, SUP, DISP, COMP, COLL, LR

  Effective Date: 25th March 2010

• FSA 2009/65: Supervision Manual (Retail Mediation Activities Return) (Amendment) Instrument 2009

  Chapter: SUP

  Effective Date: 5th November 2009

• FSA 2008/22: Companies Act 2006 (Consequential Handbook Amendments) Instrument 2008

  Chapter: Glossary, GEN, GENPRU, BIPRU, MIPRU, IPRU-FSOC, IPRU-INS, IPRU-INV, SUP, CRED, ELM

  Effective Date: 22nd May 2008

• FSA 2007/70: Integrated Regulatory Reporting (Amendment No 3) Instrument 2007

  Chapter: Glossary, SUP

  Effective Date: 6th December 2007