SUP 16 ANNEX 18B - Rule-making and Amending Instruments

• FCA 2022/32: Appointed Representatives Instrument 2022

  Chapter: Glossary, SUP, COCON

  Effective Date: 3rd August 2022

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FCA 2020/61: Handbook Administration (No 54) Instrument 2020

  Chapter: SUP, PROD

  Effective Date: 23rd October 2020

• FCA 2019/85: Handbook Administration (No 51) Instrument 2019

  Chapter: Glossary, MCOB, PR, FIT, FEES, SUP, DISP, GEN, SYSC, COBS, ICOBS, RCB, TC, CREDS, BENCH, CONC, COLL, PERG

  Effective Date: 27th September 2019

• FCA 2018/25: Insurance Distribution Directive Instrument 2018

  Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD

  Effective Date: 25th May 2018

• FCA 2018/22: Financial Services Compensation Scheme (Funding Review) Instrument 2018

  Chapter: Glossary, FEES, SUP, COMP

  Effective Date: 1st May 2018

• FCA 2018/20: Handbook Administration (No 48) Instrument 2018

  Chapter: Glossary, SUP, FEES, COMP, GEN, BIPRU, GENPRU, CASS, COBS, BCOBS, TC, SYSC, M2G

  Effective Date: 23rd March 2018

• FCA 2017/65: Handbook Administration (MiFID 2) Instrument 2017

  Chapter: Glossary, MAR, SUP, FEES, REC, CASS, COBS, SYSC, TC

  Effective Date: 8th December 2017

• FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017

  Chapter: Glossary, COMP, FEES, SUP, CONC

  Effective Date: 30th October 2017

• FCA 2017/61: Supervision Manual (Reporting No 6) Instrument 2017

  Chapter: SUP

  Effective Date: 20th October 2017

• FCA 2017/1: Handbook Administration (No 44) Instrument 2017

  Chapter: Glossary, LR, SUP, GEN, COBS, TC, MCOB, CREDS, PERG, IPRU-INV, EG

  Effective Date: 26th January 2017

• FCA 2016/67: Handbook Administration (No 43) Instrument 2016

  Chapter: Glossary, PR, LR, SUP, COMP, GEN, SYSC, BIPRU, GENPRU, MAR, COBS, RCB, APER, FUND, CONC, COLL, IPRU-INV

  Effective Date: 4th November 2016

• FCA 2016/62: Supervision Manual (Reporting No 3) Instrument 2016

  Chapter: SUP

  Effective Date: 23rd September 2016

• FCA 2016/25: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL

  Effective Date: 21st March 2016

• FOS 2016/6: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC

  Effective Date: 21st March 2016

• FOS 2016/4: Mortgage Contracts (Legacy CCA) Instrument 2016

  Chapter: Glossary, MCOB, SUP, COMP, MIPRU, PERG

  Effective Date: 18th March 2016

• FCA 2016/22: Mortgage Contracts (Legacy CCA) Instrument 2016

  Chapter: Glossary, MCOB, SUP, COMP, MIPRU, PERG

  Effective Date: 18th March 2016

• FCA 2016/14: Retail Distribution Review (Miscellaneous Amendments) Instrument 2016

  Chapter: TC, SUP, DISP

  Effective Date: 26th February 2016

• FCA 2015/57: Capital Resources and Professional Indemnity Insurance Requirements for Personal Investment Firms (No 2) Instrument 2015

  Chapter: Glossary, SUP, MIPRU, IPRU-INV

  Effective Date: 8th December 2015

• FCA 2015/18: Mortgage Credit Directive Instrument 2015

  Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD

  Effective Date: 25th March 2015