SUP 16 ANNEX 18B - Rule-making and Amending Instruments
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FCA 2022/32: Appointed Representatives Instrument 2022
Chapter: Glossary, SUP, COCON
Effective Date: 3rd August 2022
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FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021
Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG
Effective Date: 26th November 2021
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FCA 2020/61: Handbook Administration (No 54) Instrument 2020
Chapter: SUP, PROD
Effective Date: 23rd October 2020
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FCA 2019/85: Handbook Administration (No 51) Instrument 2019
Chapter: Glossary, MCOB, PR, FIT, FEES, SUP, DISP, GEN, SYSC, COBS, ICOBS, RCB, TC, CREDS, BENCH, CONC, COLL, PERG
Effective Date: 27th September 2019
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FCA 2018/25: Insurance Distribution Directive Instrument 2018
Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD
Effective Date: 25th May 2018
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FCA 2018/22: Financial Services Compensation Scheme (Funding Review) Instrument 2018
Chapter: Glossary, FEES, SUP, COMP
Effective Date: 1st May 2018
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FCA 2018/20: Handbook Administration (No 48) Instrument 2018
Chapter: Glossary, SUP, FEES, COMP, GEN, BIPRU, GENPRU, CASS, COBS, BCOBS, TC, SYSC, M2G
Effective Date: 23rd March 2018
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FCA 2017/65: Handbook Administration (MiFID 2) Instrument 2017
Chapter: Glossary, MAR, SUP, FEES, REC, CASS, COBS, SYSC, TC
Effective Date: 8th December 2017
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FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017
Chapter: Glossary, COMP, FEES, SUP, CONC
Effective Date: 30th October 2017
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FCA 2017/61: Supervision Manual (Reporting No 6) Instrument 2017
Chapter: SUP
Effective Date: 20th October 2017
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FCA 2017/1: Handbook Administration (No 44) Instrument 2017
Chapter: Glossary, LR, SUP, GEN, COBS, TC, MCOB, CREDS, PERG, IPRU-INV, EG
Effective Date: 26th January 2017
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FCA 2016/67: Handbook Administration (No 43) Instrument 2016
Chapter: Glossary, PR, LR, SUP, COMP, GEN, SYSC, BIPRU, GENPRU, MAR, COBS, RCB, APER, FUND, CONC, COLL, IPRU-INV
Effective Date: 4th November 2016
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FCA 2016/62: Supervision Manual (Reporting No 3) Instrument 2016
Chapter: SUP
Effective Date: 23rd September 2016
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FCA 2016/25: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL
Effective Date: 21st March 2016
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FOS 2016/6: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC
Effective Date: 21st March 2016
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FOS 2016/4: Mortgage Contracts (Legacy CCA) Instrument 2016
Chapter: Glossary, MCOB, SUP, COMP, MIPRU, PERG
Effective Date: 18th March 2016
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FCA 2016/22: Mortgage Contracts (Legacy CCA) Instrument 2016
Chapter: Glossary, MCOB, SUP, COMP, MIPRU, PERG
Effective Date: 18th March 2016
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FCA 2016/14: Retail Distribution Review (Miscellaneous Amendments) Instrument 2016
Chapter: TC, SUP, DISP
Effective Date: 26th February 2016
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FCA 2015/57: Capital Resources and Professional Indemnity Insurance Requirements for Personal Investment Firms (No 2) Instrument 2015
Chapter: Glossary, SUP, MIPRU, IPRU-INV
Effective Date: 8th December 2015
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FCA 2015/18: Mortgage Credit Directive Instrument 2015
Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD
Effective Date: 25th March 2015