SUP - Forms
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Appointed representative or tied agent – change details
Chapter: 12 Annex 4
Effective Date: 23rd April 2023
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Cancellation of Part IV Permission
Chapter: 6 Annex 6 (timeline version)
Effective Date: 8th August 2024
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On-going reporting by principal firms on their appointed representatives
Chapter: 12 Annex 6R
Effective Date: 15th December 2023
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Cancellation of Part IV Permission
Chapter: 6 Annex 6 (timeline version)
Effective Date: 8th August 2024
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Add an appointed representative or tied agent form
Chapter: 12 Annex 3R
Effective Date: 28th March 2024
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-On-going reporting by principal firms on their appointed representatives
Chapter: 12 Annex 6
Effective Date: 16th December 2022
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Application form for a direction under section 101(8) of the CCA
Chapter: SUP 8A Annex 2
Effective Date: 1st April 2014