SUP 16.12 - Rule-making and Amending Instruments

• FCA 2024/42: Pensions Dashboard Service Instrument 2024

  Chapter: Glossary, FEES, SUP, DISP, PRIN, SYSC, PDCOB, PERG

  Effective Date: 7th November 2024

• FCA 2023/13: Investment Firms Prudential Regime and Interim Prudential sourcebook for Investment Businesses (IPRU-INV) (Amendment) Instrument 2023

  Chapter: Glossary, COND, SUP, IPRU-INV, MIFIDPRU, SYSC

  Effective Date: 31st March 2023

• FCA 2022/35: Handbook Administration (No 61) Instrument 2022

  Chapter: SUP, CASS, DEPP

  Effective Date: 30th September 2022

• FCA 2022/30: Dormant Assets Instrument 2022

  Chapter: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG

  Effective Date: 18th July 2022

• FCA 2022/26: Handbook Administration (No 60) Instrument 2022

  Chapter: SUP, PERG, FPCOB

  Effective Date: 24th June 2022

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FCA 2021/49: Investment Firms Prudential Regime (No. 2) Instrument 2021

  Chapter: Glossary, SUP, DEPP, EG, MIFIDPRU, MIDFIDPRU, SYSC

  Effective Date: 26th November 2021

• FCA 2021/38: Investment Firms Prudential Regime Instrument 2021

  Chapter: Glossary, SUP, MIFIDPRU, MIDFIDPRU, SYSC

  Effective Date: 22nd October 2021

• FOS 2021/4: Funeral Plans Instrument 2021

  Chapter: Glossary, SUP, COMP, DISP, SYSC, PRIN, PERG, FPCOB, PROD

  Effective Date: 5th July 2021

• FCA 2021/26: Funeral Plans Instrument 2021

  Chapter: Glossary, COND, TC, FEES, SUP, COMP, DISP, GEN, SYSC, PRIN, COBS, PERG, FPCOB, PROD

  Effective Date: 5th July 2021

• FCA 2021/15: UK Emission Trading Scheme Instrument 2021

  Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FOS 2021/3: UK Emission Trading Scheme Instrument 2021

  Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FCA 2019/88: Mortgages (Regulatory Reporting) Instrument 2019

  Chapter: SUP

  Effective Date: 30th September 2019

• FCA 2019/85: Handbook Administration (No 51) Instrument 2019

  Chapter: Glossary, MCOB, PR, FIT, FEES, SUP, DISP, GEN, SYSC, COBS, ICOBS, RCB, TC, CREDS, BENCH, CONC, COLL, PERG

  Effective Date: 27th September 2019

• FCA 2018/28: Handbook Administration (No 49) Instrument 2018

  Chapter: Glossary, MAR, MCOB, IPRU-FSOC, IPRU-INS, FEES, SUP, PERG, INSPRU, BIPRU, EMPS, OMPS, SERV, COBS, SYSC, GEN

  Effective Date: 29th June 2018

• FCA 2017/61: Supervision Manual (Reporting No 6) Instrument 2017

  Chapter: SUP

  Effective Date: 20th October 2017

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2017/35: Supervision Manual (Reporting No 5) Instrument 2017

  Chapter: SUP

  Effective Date: 23rd June 2017

• FCA 2016/67: Handbook Administration (No 43) Instrument 2016

  Chapter: Glossary, PR, LR, SUP, COMP, GEN, SYSC, BIPRU, GENPRU, MAR, COBS, RCB, APER, FUND, CONC, COLL, IPRU-INV

  Effective Date: 4th November 2016

• FCA 2016/62: Supervision Manual (Reporting No 3) Instrument 2016

  Chapter: SUP

  Effective Date: 23rd September 2016

• FCA 2016/48: Handbook Administration (No 42) Instrument 2016

  Chapter: Glossary, MAR, SUP, DISP, SYSC, MIPRU, BIPRU, DEPP, FUND, COBS, FEES, MCOB, COLL

  Effective Date: 29th July 2016

• FCA 2016/54: Collective Investment Schemes (Reporting Requirements) Instrument 2016

  Chapter: SUP, COLL

  Effective Date: 29th July 2016

• FCA 2016/45: Supervision Manual (Reporting No 2) Instrument 2016

  Chapter: SUP

  Effective Date: 24th June 2016

• FCA 2016/37: Handbook Administration (No 41) Instrument 2016

  Chapter: Glossary, MAR, DTR, IPRU-INV, SUP, FEES, COMP, SYSC, COBS, IFPRU, CASS, COLL, EG

  Effective Date: 27th May 2016

• FCA 2016/25: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL

  Effective Date: 21st March 2016

• FOS 2016/6: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC

  Effective Date: 21st March 2016

• FOS 2016/4: Mortgage Contracts (Legacy CCA) Instrument 2016

  Chapter: Glossary, MCOB, SUP, COMP, MIPRU, PERG

  Effective Date: 18th March 2016

• FCA 2016/22: Mortgage Contracts (Legacy CCA) Instrument 2016

  Chapter: Glossary, MCOB, SUP, COMP, MIPRU, PERG

  Effective Date: 18th March 2016

• FCA 2016/9: Handbook Administration (No 40) Instrument 2016

  Chapter: Glossary, MCOB, PR, LR, IPRU-INV, SUP, GEN, SYSC, MAR, COCON, BCOBS, EG

  Effective Date: 26th February 2016

• FCA 2016/15: Handbook Separation (Insurance) Instrument 2016

  Chapter: Glossary, SUP, GEN, SYSC, INSPRU, GENPRU, COBS

  Effective Date: 26th February 2016

• FCA 2016/4: UCITS V Directive Instrument 2016

  Chapter: Glossary, IPRU-INV, SUP, CASS, SYSC, COLL, FUND

  Effective Date: 3rd February 2016

• FCA 2015/57: Capital Resources and Professional Indemnity Insurance Requirements for Personal Investment Firms (No 2) Instrument 2015

  Chapter: Glossary, SUP, MIPRU, IPRU-INV

  Effective Date: 8th December 2015

• FCA 2015/60: Mortgage Credit Directive (Amendment No 2) Instrument 2015

  Chapter: Glossary, MCOB, TC, SUP, CONC, PERG

  Effective Date: 4th December 2015

• FCA 2015/62: Supervision Manual (Amendment No 21) Instrument 2015

  Chapter: SUP

  Effective Date: 4th December 2015

• FCA 2015/50: Handbook Administration (No 39) Instrument

  Chapter: Glossary, MCOB, LR, FEES, SUP, MIPRU, BIPRU, CASS, APER, COCON, CONC, PERG

  Effective Date: 23rd October 2015

• FCA 2015/49: Consumer Credit (Amendment No 2) Instrument 2015

  Chapter: COND, SUP, DISP, PRIN, CONC, PERG

  Effective Date: 28th September 2015

• FCA 2015/37: Handbook Administration (No 38) Instrument 2015

  Chapter: Glossary, PRIN, SYSC, FEES, IPRU(FSOC), MCOB, SUP, DISP, COLL, LR, PR

  Effective Date: 3rd July 2015

• FCA 2015/18: Mortgage Credit Directive Instrument 2015

  Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD

  Effective Date: 25th March 2015

• FCA 2015/11: Handbook Administration (No 37) Instrument 2015

  Chapter: Glossary, SYSC, GEN, FEES, IFPRU, MIPRU, IPRU(INV), COBS, SUP, COMP, LR, DTR, PERG

  Effective Date: 24th March 2015

• FCA 2014/58: Consumer Credit (Credit Broking) Instrument 2014

  Chapter: SUP, CONC

  Effective Date: 28th November 2014