SUP 16.1 - Rule-making and Amending Instruments
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FCA 2024/26: Access to Cash Sourcebook Instrument 2024
Chapter: Glossary, FEES, SUP, ATCS
Effective Date: 24th July 2024
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FCA 2024/17: Consumer Credit (Regulatory Reporting) Instrument 2024
Chapter: SUP
Effective Date: 29th April 2024
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FCA 2023/47: Handbook Administration (No 68) Instrument 2023
Chapter: SUP, COBS, ICOBS, BCOBS, CONC, MCOB, PERG, CMCOB, FPCOB
Effective Date: 15th December 2023
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FCA 2023/38: Financial Promotion (Approver Permission) Instrument 2023
Chapter: Glossary, FEES, SUP, PERG, COBS, DEPP, ICOBS, BCOBS, CONC, MCOB, CMCOB, FPCOB
Effective Date: 27th October 2023
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FCA 2022/30: Dormant Assets Instrument 2022
Chapter: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG
Effective Date: 18th July 2022
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FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021
Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG
Effective Date: 26th November 2021
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FCA 2021/38: Investment Firms Prudential Regime Instrument 2021
Chapter: Glossary, SUP, MIFIDPRU, MIDFIDPRU, SYSC
Effective Date: 22nd October 2021
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FOS 2021/4: Funeral Plans Instrument 2021
Chapter: Glossary, SUP, COMP, DISP, SYSC, PRIN, PERG, FPCOB, PROD
Effective Date: 5th July 2021
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FCA 2021/26: Funeral Plans Instrument 2021
Chapter: Glossary, COND, TC, FEES, SUP, COMP, DISP, GEN, SYSC, PRIN, COBS, PERG, FPCOB, PROD
Effective Date: 5th July 2021
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FCA 2021/19: Non-Investment Insurance: Product Governance, Premium Finance, General Insurance Auto-Renewal and Home and Motor Insurance Pricing Instrument 2021
Chapter: Glossary, SUP, GEN, ICOBS, PROD, SYSC
Effective Date: 28th May 2021
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FCA 2020/61: Handbook Administration (No 54) Instrument 2020
Chapter: SUP, PROD
Effective Date: 23rd October 2020
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FCA 2020/47: Exiting the European Union: Handbook (Amendments) Instrument 2020
Chapter: Glossary, MCOB, LR, SUP, GEN, SYSC, DTR, COBS, PRIN, DEPP, RCB, BCOBS, COLL, PERG, CONC, EG, PROD, PRR
Effective Date: 1st October 2020
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FCA 2020/48: Exiting the European Union: Handbook (Amendments) (No 2) Instrument 2020
Chapter: Glossary, MCOB, SUP, DTR, ICOBS, BENCH, PROD
Effective Date: 1st October 2020
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FCA 2020/40: Value Measures Reporting and Monitoring Instrument 2020
Chapter: SUP
Effective Date: 22nd September 2020
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FCA 2019/85: Handbook Administration (No 51) Instrument 2019
Chapter: Glossary, MCOB, PR, FIT, FEES, SUP, DISP, GEN, SYSC, COBS, ICOBS, RCB, TC, CREDS, BENCH, CONC, COLL, PERG
Effective Date: 27th September 2019
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FCA 2019/11: Reporting of Information about Directory Persons (Dual-Regulated Firms) Instrument 2019
Chapter: Glossary, SUP, SYSC
Effective Date: 8th March 2019
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FOS 2018/6: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/56: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/48: Supervision Manual (Reporting No 9) Instrument 2018
Chapter: SUP, ICOBS
Effective Date: 28th September 2018
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FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018
Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG
Effective Date: 29th June 2018
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FCA 2018/26: Supervision Manual (Reporting No 8) Instrument 2018
Chapter: SUP
Effective Date: 25th May 2018
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FOS 2017/4: Payment Services Instrument 2017
Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG
Effective Date: 18th September 2017
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FCA 2017/54: Payment Services Instrument 2017
Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG
Effective Date: 18th September 2017
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FCA 2017/48: Retirement Income Data (Regulatory Return) Instrument 2017
Chapter: SUP
Effective Date: 21st July 2017
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FCA 2016/77: Credit Unions Sourcebook (Amendment No 9) Instrument 2016
Chapter: Glossary, SUP, COBS, CREDS
Effective Date: 9th December 2016
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FCA 2016/52: Payment Accounts Instrument 2016
Chapter: Glossary, SUP, ICOBS, BCOBS, DEPP
Effective Date: 1st August 2016
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FCA 2016/54: Collective Investment Schemes (Reporting Requirements) Instrument 2016
Chapter: SUP, COLL
Effective Date: 29th July 2016
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FCA 2016/25: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL
Effective Date: 21st March 2016
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FOS 2016/6: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC
Effective Date: 21st March 2016
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FCA 2016/15: Handbook Separation (Insurance) Instrument 2016
Chapter: Glossary, SUP, GEN, SYSC, INSPRU, GENPRU, COBS
Effective Date: 26th February 2016
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FCA 2015/53: Reporting Requirements: Compliance Reports (Amendment) Instrument 2015
Chapter: SUP
Effective Date: 23rd October 2015
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FCA 2015/33: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015
Chapter: Glossary, SUP, DEPP, DISP
Effective Date: 5th June 2015
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FOS 2015/3: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015
Chapter: Glossary, SUP, DEPP, DISP
Effective Date: 5th June 2015
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FCA 2015/1: Recovery and Resolution Directive Instrument 2015
Chapter: Glossary, IFPRU, SUP
Effective Date: 15th January 2015
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FCA 2014/52: Supervision Manual (Amendment No 20) Instrument 2014
Chapter: SUP
Effective Date: 25th September 2014
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FCA 2014/41: Supervision Manual (Performance and Data Reports) (Amendment) Instrument 2014
Chapter: SUP
Effective Date: 26th June 2014
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FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
Chapter: Glossary, DISP, MCOB, COND, SUP, GEN, PERG, BSOG, PRIN, CASS, COBS, DEPP, UNFCOG, SYSC, CREDS, CONC
Effective Date: 27th February 2014
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FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013
Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG
Effective Date: 27th June 2013
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FCA 2013/17 PRA2013/12: Legal Cutover (Reporting Requirements) Instrument 2013
Chapter: SUP
Effective Date: 19th March 2013
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FSA 2011/48: Handbook Administration (No 23) Instrument 2011
Chapter: Glossary, FINMAR, ICOBS, SUP, COLL, PR
Effective Date: 22nd September 2011
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FSA 2011/31: Client Assets Reporting (Amendment No 2) Instrument 2011
Chapter: CASS, SUP
Effective Date: 26th May 2011
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FSA 2011/26: Client Assets Reporting (Amendment) Instrument 2011
Chapter: CASS, SUP
Effective Date: 28th April 2011
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FSA 2011/7: Electronic Money and Payment Services Instrument 2011
Chapter: Glossary, PRIN, SYSC, COND, GEN, GENPRU, BIPRU, COBS, SUP, DEPP, DISP, ELM, PERG, BSOG, EG
Effective Date: 9th February 2011
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FSA 2010/52: Client Assets Sourcebook (Enhancement) Instrument 2010
Chapter: Glossary, CASS, SUP
Effective Date: 13th October 2010
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FSA 2010/34: Supervision Manual (Payment Services) (Reporting) Instrument 2010
Chapter: SUP
Effective Date: 22nd July 2010
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FSA 2009/38: Dormant Bank And Building Society Accounts Instrument 2009
Chapter: Glossary, PRIN, SYSC, FEES, SUP, DISP, COMP, PERG
Effective Date: 23rd July 2009
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FSA 2009/34: Integrated Regulatory Reporting (Amendment No 5) Instrument 2009
Chapter: SUP
Effective Date: 25th June 2009
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2007/37: Integrated Regulatory Reporting Implementation (Amendment) Instrument 2007
Chapter: Glossary, IPRU-BANK, SUP, ELM
Effective Date: 28th June 2007
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FSA 2006/67: Integrated Regulatory Reporting (Credit Institutions and Investment Firms) (No 2) Instrument 2006
Chapter: Glossary, IPRU-BANK, SUP, CRED, ELM
Effective Date: 21st December 2006
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FSA 2006/58: Integrated Regulatory Reporting (Home Reversion and Home Purchase Plans) Instrument 2006
Chapter: SUP, DISP
Effective Date: 23rd November 2006
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FSA 2006/39: Reinsurance Directive (Consequential Amendments) Instrument 2006
Chapter: Glossary, SYSC, FEES, IPRU-INS, SUP
Effective Date: 25th October 2006
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FSA 2006/28: Personal Pension Schemes Instrument 2006
Chapter: Glossary, FEES, IPRU-INV, COB, ICOB, MCOB, AUTH, SUP, DISP, COMP
Effective Date: 28th September 2006
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FSA 2005/63: Integrated Regulatory Reporting (Amendment) Instrument 2005
Chapter: SUP
Effective Date: 17th November 2005
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FSA 2005/11: Integrated Regulatory Reporting (Minor Amendments) Instrument 2005
Chapter: SUP, DISP
Effective Date: 17th February 2005
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FSA 2004/79: Integrated Regulatory Reporting Instrument 2004
Chapter: SUP, DISP
Effective Date: 20th October 2004
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FSA 2004/56: Financial Conglomerates and Other Financial Groups Instrument 2004
Chapter: COND, IPRU-BANK, IPRU-BSOC, IPRU-FSOC, IPRU-INS, IPRU-INV, PRU, AUTH, SUP, DEC, ELM, Glossary
Effective Date: 15th July 2004
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FSA 2004/30: Electronic Reporting Requirements and Standing Data Instrument 2004
Chapter: SUP, DISP, CRED, Glossary
Effective Date: 18th March 2004
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FSA 2004/29: Supervision Manual (Reporting and Audit Requirements) Instrument 2004
Chapter: SUP, Glossary
Effective Date: 18th March 2004
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FSA 2003/47: Collective Investment Schemes (UCITS Amending Directive) Instrument 2003
Chapter: PRIN, SYSC, IPRU-INV, COB, AUTH, SUP, DEC, COMP, CIS
Effective Date: 17th July 2003