SUP 16.1 - Rule-making and Amending Instruments

• FCA 2024/26: Access to Cash Sourcebook Instrument 2024

  Chapter: Glossary, FEES, SUP, ATCS

  Effective Date: 24th July 2024

• FCA 2024/17: Consumer Credit (Regulatory Reporting) Instrument 2024

  Chapter: SUP

  Effective Date: 29th April 2024

• FCA 2023/47: Handbook Administration (No 68) Instrument 2023

  Chapter: SUP, COBS, ICOBS, BCOBS, CONC, MCOB, PERG, CMCOB, FPCOB

  Effective Date: 15th December 2023

• FCA 2023/38: Financial Promotion (Approver Permission) Instrument 2023

  Chapter: Glossary, FEES, SUP, PERG, COBS, DEPP, ICOBS, BCOBS, CONC, MCOB, CMCOB, FPCOB

  Effective Date: 27th October 2023

• FCA 2022/30: Dormant Assets Instrument 2022

  Chapter: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG

  Effective Date: 18th July 2022

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FCA 2021/38: Investment Firms Prudential Regime Instrument 2021

  Chapter: Glossary, SUP, MIFIDPRU, MIDFIDPRU, SYSC

  Effective Date: 22nd October 2021

• FOS 2021/4: Funeral Plans Instrument 2021

  Chapter: Glossary, SUP, COMP, DISP, SYSC, PRIN, PERG, FPCOB, PROD

  Effective Date: 5th July 2021

• FCA 2021/26: Funeral Plans Instrument 2021

  Chapter: Glossary, COND, TC, FEES, SUP, COMP, DISP, GEN, SYSC, PRIN, COBS, PERG, FPCOB, PROD

  Effective Date: 5th July 2021

• FCA 2021/19: Non-Investment Insurance: Product Governance, Premium Finance, General Insurance Auto-Renewal and Home and Motor Insurance Pricing Instrument 2021

  Chapter: Glossary, SUP, GEN, ICOBS, PROD, SYSC

  Effective Date: 28th May 2021

• FCA 2020/61: Handbook Administration (No 54) Instrument 2020

  Chapter: SUP, PROD

  Effective Date: 23rd October 2020

• FCA 2020/47: Exiting the European Union: Handbook (Amendments) Instrument 2020

  Chapter: Glossary, MCOB, LR, SUP, GEN, SYSC, DTR, COBS, PRIN, DEPP, RCB, BCOBS, COLL, PERG, CONC, EG, PROD, PRR

  Effective Date: 1st October 2020

• FCA 2020/48: Exiting the European Union: Handbook (Amendments) (No 2) Instrument 2020

  Chapter: Glossary, MCOB, SUP, DTR, ICOBS, BENCH, PROD

  Effective Date: 1st October 2020

• FCA 2020/40: Value Measures Reporting and Monitoring Instrument 2020

  Chapter: SUP

  Effective Date: 22nd September 2020

• FCA 2019/85: Handbook Administration (No 51) Instrument 2019

  Chapter: Glossary, MCOB, PR, FIT, FEES, SUP, DISP, GEN, SYSC, COBS, ICOBS, RCB, TC, CREDS, BENCH, CONC, COLL, PERG

  Effective Date: 27th September 2019

• FCA 2019/11: Reporting of Information about Directory Persons (Dual-Regulated Firms) Instrument 2019

  Chapter: Glossary, SUP, SYSC

  Effective Date: 8th March 2019

• FOS 2018/6: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/56: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/48: Supervision Manual (Reporting No 9) Instrument 2018

  Chapter: SUP, ICOBS

  Effective Date: 28th September 2018

• FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018

  Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG

  Effective Date: 29th June 2018

• FCA 2018/26: Supervision Manual (Reporting No 8) Instrument 2018

  Chapter: SUP

  Effective Date: 25th May 2018

• FOS 2017/4: Payment Services Instrument 2017

  Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG

  Effective Date: 18th September 2017

• FCA 2017/54: Payment Services Instrument 2017

  Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG

  Effective Date: 18th September 2017

• FCA 2017/48: Retirement Income Data (Regulatory Return) Instrument 2017

  Chapter: SUP

  Effective Date: 21st July 2017

• FCA 2016/77: Credit Unions Sourcebook (Amendment No 9) Instrument 2016

  Chapter: Glossary, SUP, COBS, CREDS

  Effective Date: 9th December 2016

• FCA 2016/52: Payment Accounts Instrument 2016

  Chapter: Glossary, SUP, ICOBS, BCOBS, DEPP

  Effective Date: 1st August 2016

• FCA 2016/54: Collective Investment Schemes (Reporting Requirements) Instrument 2016

  Chapter: SUP, COLL

  Effective Date: 29th July 2016

• FCA 2016/25: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL

  Effective Date: 21st March 2016

• FOS 2016/6: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC

  Effective Date: 21st March 2016

• FCA 2016/15: Handbook Separation (Insurance) Instrument 2016

  Chapter: Glossary, SUP, GEN, SYSC, INSPRU, GENPRU, COBS

  Effective Date: 26th February 2016

• FCA 2015/53: Reporting Requirements: Compliance Reports (Amendment) Instrument 2015

  Chapter: SUP

  Effective Date: 23rd October 2015

• FCA 2015/33: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015

  Chapter: Glossary, SUP, DEPP, DISP

  Effective Date: 5th June 2015

• FOS 2015/3: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015

  Chapter: Glossary, SUP, DEPP, DISP

  Effective Date: 5th June 2015

• FCA 2015/1: Recovery and Resolution Directive Instrument 2015

  Chapter: Glossary, IFPRU, SUP

  Effective Date: 15th January 2015

• FCA 2014/52: Supervision Manual (Amendment No 20) Instrument 2014

  Chapter: SUP

  Effective Date: 25th September 2014

• FCA 2014/41: Supervision Manual (Performance and Data Reports) (Amendment) Instrument 2014

  Chapter: SUP

  Effective Date: 26th June 2014

• FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013

  Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG

  Effective Date: 27th June 2013

• FCA 2013/17 PRA2013/12: Legal Cutover (Reporting Requirements) Instrument 2013

  Chapter: SUP

  Effective Date: 19th March 2013

• FSA 2011/48: Handbook Administration (No 23) Instrument 2011

  Chapter: Glossary, FINMAR, ICOBS, SUP, COLL, PR

  Effective Date: 22nd September 2011

• FSA 2011/31: Client Assets Reporting (Amendment No 2) Instrument 2011

  Chapter: CASS, SUP

  Effective Date: 26th May 2011