To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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SUP 15A.1 Application and notifications under EMIR
Chapter: Application and notifications under EMIR
Effective Date: 19th March 2013
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IFPRU 4.12 Securitisation
Chapter: Credit risk [deleted]FCA 2021/39Credit risk
Effective Date: 30th January 2014
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IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 20th December 2001
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IFPRU 2.2 Internal capital adequacy assessment process
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
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GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
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IFPRU 8.1 Prudential consolidation
Chapter: Prudential consolidation and large exposures [deleted]FCA 2021/39Prudential consolidation and large exposuresFCA 2013/76
Effective Date: 1st January 2014
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IFPRU 3.2 Capital
Chapter: Own funds [deleted]FCA 2021/39FCA 2013/74Own funds
Effective Date: 30th January 2014
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REC 5.2 Application process
Chapter: Applications for Recognition (UK recognised bodies)
Effective Date: 25th January 2007
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SUP 10C.10 Application for approval and withdrawing an application for approval
Chapter: FCA senior management regime for approved persons in relevant authorised persons
Effective Date: 23rd June 2015
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RCB 2.3 Determination of registration
Chapter: Applications for registration
Effective Date: 8th December 2011
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SUP 10C.14 Changes to an FCA-approved person’s details
Chapter: FCA senior management regime for approved persons in relevant authorised persons
Effective Date: 23rd June 2015
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FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006
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SYSC 19D.3 Remuneration principles
Chapter: Dual-regulated firms Remuneration Code
Effective Date: 1st July 2015
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IFPRU 4.4 Internal ratings based approach: overall requirements for estimation
Chapter: Credit risk [deleted]FCA 2021/39Credit risk
Effective Date: 1st January 2014
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DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
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IFPRU 8.2 Large Exposures
Chapter: Prudential consolidation and large exposures [deleted]FCA 2021/39Prudential consolidation and large exposuresFCA 2013/76
Effective Date: 1st January 2014