SUP 15 Annex 12D Form NOT004 Notification that the fraud rate exceeds the reference fraud rate under SCA-RTS article 20

Name of service provider

FRN

Details of the person the FCA should contact in relation to this notification:

Title

First names

Surname

Position

Phone number Email address

Q1

Is this a notification that one or more monitored fraud rates for remote electronic card-based payments or remote electronic credit transfers exceeds the applicable reference fraud rate?

[ ] Yes Continue to question 2

[ ] No If this is a notification that you intend to make use again of the transaction risk analysis exemption, go to question 8

Q2

If this notification is not the first, please provide the reference number received when the original notification was submitted

Notification that the reference fraud rate is exceeded

Q3

Please confirm that the fraud rates were calculated in accordance with SCA-RTS article 19

[ ] Yes [ ] No

Q4

Please provide the PSP’s fraud rate(s), where they exceed the applicable reference fraud rate

Remote electronic card-based payments

Remote electronic credit transfers

EUR 500

EUR 250

EUR 100

Q5

For how many consecutive quarters has the fraud rate exceeded the applicable reference rate (if more than 1 quarter, please continue to question 6; otherwise, go to question 7)?

Remote electronic card-based payments

Remote electronic credit transfers

EUR 500

EUR 250

EUR 100

Q6

Please provide the date on which the PSP ceased to apply the transactional risk analysis exemption for the type(s) of transaction which exceeded the applicable reference fraud rate (DD/MM/YYYY)

Remote electronic card-based payments

Remote electronic credit transfers

EUR 500

EUR 250

EUR 100

Q7

Please provide a description of the measures that the PSP intends to adopt to restore compliance of their monitored fraud rate(s) with the applicable reference fraud rate(s)

max 500 words

Notification that you intend to make use again of the transaction risk analysis exemption

Q8

Please provide the PSP’s fraud rate(s) from the last quarter that have been restored to compliance with the applicable reference fraud rate.

Remote electronic card-based payments

Remote electronic credit transfers

EUR 500

EUR 250

EUR 100

Q9

Please confirm that you have provided, alongside this notification, the underlying data and the calculation methodology used in relation to the fraud rate(s) that have been restored to compliance with the applicable reference fraud rate.

[ ] Yes

[ ] No

Q10

When do you intend to start making use again of the transaction risk analysis exemption?

(DD/MM/YYYY)